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Driving us into the ground

The debate over the true cost of cars.

Let’s go, let’s go, let’s go!” chant the thousands of bicyclers in San Francisco’s Justin Herman Plaza. Gathered for the monthly Critical Mass ride, this gleeful mob will pour into city streets after work, stopping traffic, angering motorists, and generally having a good time. Since Critical Mass’ founding a decade ago, the group has emerged in hundreds of cities, from Warsaw to Taipei.

Though some are just along for the ride, many cyclists have anti-car sentiments they wish to make known. “End Petrotyranny,” reads the hand-written sign pinned to the back of one rider. “The war and our car use is completely connected,” he says as he waits for the March ride to begin.

“The auto is bad technology–gasoline, pollution, isolation, war,” rattles off Critical Mass co-founder Chris Carlsson as he taps on the drums and cowbell that festoon his bike. A wire sprouting from his black hat dangles a dollar bill that jumps to his rhythm.

Then, true to the group’s anarchist principles, the riders lumber off spontaneously with no predetermined route or leader. It’s time to take back the streets from those hurtling steel boxes, if only for an evening.

Critical Mass and its like-minded brethern are the public face of the anti-car movement, doing whatever it takes to discourage, annoy, and guilt-trip drivers off the road. For them, the car is the root of most evil, poisoning the environment and chewing up communities. The two- and three-car garage, the parking lot, and the elevated highway have usurped front porches, dense shops, and vibrant downtown hubs. Whether cars are wee Minis or hulking Hummers, they are “big, greedy, and aggressive,” in the words of Charles Komanoff, an activist who works with www.cars-suck.org and the Bridge Tolls Advocacy Project. “They make everything the same, and they crowd out everything else.”

Though contemporary anti-car protest has its roots in 1960s activism, today rebellion foments in policy institutes, environmentalist organizations, fringe political groups, and academia. In the form of Arianna Huffington’s anti-SUV ads and the What Would Jesus Drive? campaign, it even threatens to go mainstream. For the most part, today’s activists have spurned old-school revolutionary rhetoric. They are confronting the beast on its own terms: Armed with economic analysis and appeals to free markets, they hope to slay the dragon of American auto-dependence and usher in an era of clean mass transit and dense, vibrant urbanity.

The theoretical backbone behind opposition to automobiles is the search for the “true cost” of driving. To reverse the transformation cars have imposed on our cities and communities, the argument goes, drivers should pay for the havoc cars wreak. If transportation were priced fairly, anti-car activists claim, people would choose places to live that favor dense, urban areas and relegate the car to occasional family trips and Sunday drives. Although anti-car papers debate the “true cost” of driving–a figure proving to be rather slippery–some critics claim that the anti-car argument is riddled with economic errors and that the debate goes much deeper to basic issues of freedom and coercion.


Anti-car activity?

Surrogate feet

One of the most inescapable papers on the true cost of driving is “Going Rate: What it Really Costs to Drive,” a 1992 paper from the World Resources Institute. “Motorists today do not directly pay anything close to the full costs of their driving decisions,” writes co-author James MacKenzie. The current transportation system, he says, favors cars by providing direct and indirect subsidies to drivers. MacKenzie posits that this produces a distorted, inefficient market and encourages people to drive excessively.
  
A host of reports from organizations such as the World Resources Institute and the Sierra Club claim to show that automobiles are massively subsidized by both the government and those who bear the costs of pollution, noise, and accidents. The amount of the subsidy varies from $300 billion per year, calculated in the “Going Rate” report, to a staggering $2.1 trillion, as reported by the Sierra Club.

Anti-automobile economists claim that although drivers do pay for their vehicle operating costs and some percentage of road construction and maintenance, they don’t pay for many other costs: roadway land value; municipal services such as highway police that cater to drivers; air, water, and noise pollution; accident costs; resource consumption; land-use impacts; military expenditures in the Middle East to protect oil supplies; and the Strategic Petroleum Reserve. For example, according to the Federal Highway Administration, federal, state, and local disbursements for highways were $129 billion in 2000, while user-fee receipts from fuel and vehicle taxes and tolls totaled only $77 billion. The rest of that $52 billion came from general fund appropriations, property taxes, and “other taxes and fees.” These appropriations comprise a direct subsidy, analysts like MacKenzie say.

Congestion is another large external cost–one not created by a producer or consumer. With free access to the roads at all times, drivers do not have to pay more to drive during commutes, when demand for driving is highest. The result of this “market failure” is traffic jams that wastes the time of drivers, time that MacKenzie estimates to be worth at least $100 billion a year.

In essence, writes Alvin Spivak, author of the anti-car tract The Elephant in the Bedroom, our policy toward the car is like the Soviet policy toward bread: The price is kept so artificially low that over-consumption is bound to occur. According to Spivak, Soviet economics in former President Mikhail Gorbachev’s time made rolls so cheap they were often used as surrogate soccer balls. In the United States, cars have become surrogate feet, Spivak argues–and our use of them has mushroomed out of control because using them seems almost free.

Unable to compete against this giveaway, mass transit, once privatized and profitable, is unable to pay its own way. The government has had to take over and, despite intervention, those hapless souls in America who cannot afford a car are ill served by limping bus and rail systems.

Anti-car papers claim that the solution to these two broken systems–the overused auto and ineffectual mass transit–is to restore the free market to transportation. Whether through an increased gas tax that would push the cost per gallon to anywhere from $2.86 to $16.11 (the range is due to different reports’ findings), congestion pricing, or increased user fees, once people start paying for their use of the roads and the damage they cause to the environment, a whole new pattern of transportation use will emerge.

In Europe, where drivers pay up to three times the amount Americans pay for a gallon of gas, it has not been difficult to implement high gas taxes. Gas taxes are not earmarked for highway and road expenses in Europe, and politicians are more willing to raise the tax to increase general revenue. But in the United States, where gas tax revenue must go toward road projects–though increasingly it is being used for mass transit projects, too–raising the price of driving is a tough sell. Some would argue that the gas tax is a third rail that politicians will never touch for fear of angering a public that considers low gas prices a birthright.

But even if it were politically feasible, some say proponents of an increased gas tax are not necessarily using sound economic analysis, despite their claims of “fair pricing.” In the exhaustive report, “The Annualized Social Cost of Motor Vehicle Use in the U.S.,” University of California at Davis economist Mark Delucchi writes that “there is not a single external cost, with the possible exception of CO2 emissions from vehicles, that in principle is properly addressed by a gas tax.” He argues that the majority of external costs imposed by drivers are not a function of how much gas they use. For example, Delucchi says a gas tax would not be a fair way to compensate for noise pollution because gas consumption is not necessarily related to the amount of noise a car produces. A Harley-Davidson motorcycle or a broken muffler will out-noise a Toyota Camry any day, regardless of gas consumption.


Cutting through downtown.

Driving wherever? Priceless

But even if we could accurately determine all the costs driving imposes on society, would that necessarily mean that driving cars is nothing but one big cost? No, critics argue. As any economist can tell you, cost is just one factor. To properly estimate the worth of something, one must weigh its cost against its benefits–something most anti-car analysts have been accused of failing to do.
  
“I think they are trying to affect a cultural revolution,” says Roy Cordato, an economist with the John Locke Foundation, explaining why those who argue against cars don’t factor in the benefits they bring. Cordato calls the reports he has read, including MacKenzie’s piece and tracts from the Sierra Club, “intellectually dishonest…hyperbolic at best, and just outright deceitful.” The anti-automobile leaders are so wrapped up in imposing their vision of society on the public, he says, that they ignore contradictory data and sound economic analysis.

Cordato is a self-described libertarian who loves living on an acre-and-a-half while still being able to drive just thirty minutes to his office in downtown Raleigh, North Carolina. Originally from upstate New York, he speaks with northeastern impatience when the subject turns to anti-car arguments. The costs they are trying to measure, Cordato asserts, are not measurable, and the benefits that are supposed to accrue from a full-cost pricing plan are unknowable. “So-called analyses of the full cost of driving,” he says, “can come to any conclusion the analyst desires.”

The problem, argues Cordato, is that anti-car analysts misunderstand or misuse the economic concept of cost, which refers to opportunity costs–the amount of satisfaction foregone by undertaking a certain activity. For example, if someone must choose between going to the beach or the ballgame and chooses the ballgame, the cost of that decision is the value placed on going to the beach. This value is plainly subjective.

To know the costs of driving, then, “the analysts would have to know the subjectively determined preferences of all the individuals whose lives would be affected” by any changes to the current situation. Because this is impossible, says Cordato, any so-called “full-cost analysis” of driving should not be the basis for a policy that would cause the drastic lifestyle changes advocated by anti-car arguments.

Cordato uses the example of an asthmatic to illustrate his point. We cannot say with certainty that someone with asthma is “better off” in a society where a high gas tax, which theoretically will reduce airborne particulate matter, improves her medical condition. Perhaps the asthmatic values the flexibility and freedom she associates with automobiles more than easier breathing. How are we to know this unless we ask her? And how are we to know, in general, what every individual in society prefers?

Further, if advocates of the full-cost pricing scheme are trying to correct for “market failure”–the linchpin concept in their case against the car–why do they advocate more governmental intervention in the form of taxes, other pricing schemes, or mass transit, Cordato asks. “The transportation system is a mess because there is a lack of markets,” he says. This absence of markets produces a supply of roads that does not reflect demand and generates costs such as noise and pollution that users do not pay. But since we have a completely socialized road system–a centralized authority determines where and when roads are built and does not charge users the market value of using the system–we cannot blame the free market for the system’s failure. “The markets have not failed,” Cordato says. “It is the government, which has a monopoly on the road system, which has failed.”


Highway revolt.

Route 66, Inc.?

Cordato agrees that there is an automobile problem. Roads are under- and overused, and cars cause damages for which victims are not compensated. He points to the interstate highway system as an example: “So much of it is just a waste of concrete. You’ve got miles and miles of super-highway that is empty most of the time.” His solution is to take planning out of the hands of the inept government, privatize the roads and have operators charge people to drive on them, which is abhorrent to anti-car activists. Privatization would take politics out of transit choices and leave them up to the consumer, not the lobbyists. Costly, unprofitable enterprises like unused highways, subways, and light rail likely would go bankrupt. Private bus companies would flourish–not a bright prospect for those who want to lessen or even eradicate car use.
  
For Cordato, central planners and the government can never respond to demand as well as the market, in which millions of individuals make specific economic decisions in incredibly varied situations. When a central authority tries to determine what all these individuals need, then allocate resources and charge fees accordingly, he warns others to be on the lookout for bread-roll soccer balls.

Even if planners could determine what needed to go where and when, special interests would tear their designs apart. Libertarians fear that when you couple these tendencies with the coercive power of the government–eminent domain in the field of town and transportation planning–you have disaster: Just look at the highways that roll through uninhabited ranch lands or have decimated the urban fabric, ripping through neighborhoods in the face of local opposition.

But if roads were privatized, Cordato argues, people would get what they demand. Privatization also would go further in solving the problem of external costs that concern anti-car activists. Whereas now it is virtually impossible to sue the government for pollution caused by the use of its roadways, private companies would not enjoy the government’s luxury of “sovereign immunity” and would have to take issues of harm into account when they plan the construction and operation of roads. If too many people are able to sue a company for the pollution and noise that accompanies the superhighway planned for their backyard, the company probably won’t build it.

What the issue comes down to for libertarians is individual freedom as opposed to the coercive nature of centralized planning. We simply can’t know if society will be “better off” with reduced car use unless we claim to know what is good for all individuals and force that “good” upon them. Only the free market can give individuals what they want without forcing them to comply with the vision of a few far-away planners, argue those who oppose regulating car use.

“Freedom is the one value that allows other values to flourish,” Cordato says. This, he reiterates, is the nut of the debate, something either dismissed or not discussed in anti-car literature. “I want people to get what they want,” he says, with the usual caveat of not allowing the coercion of others. But the anti-car activists, he claims, don’t seem to want that.

Americans have a history of revolting against what Jane Jacobs, in The Death and Life of Great American Cities, called the centralized city planning of “high-minded social thinkers.” This April, residents of San Francisco, home of the first American highway revolt in 1959, tore down some of the elevated highway built across busy Market Street. The lesson seems clear: Far-away authorities and social engineers have no business determining local issues. Are anti-car advocates following the central planning footsteps of the highway builders of yore? If so, the revolutionary visions of the movement could simply lead to more rebellion. In our culture of freedom and choice, utopia may have to be won one driver at a time.

Story Index
                    
MARKETPLACE >

A portion of each sale goes to Inthefray.com

Driving Forces: The Automobile, its Enemies, and the Politics of Mobility
By James Dunn | Brookings Institution Press | 1998
Amazon.com

ORGANIZATIONS >

Bridge Toll Advocacy Project
URL: http://www.bridgetolls.org
New York

Car Busters
URL: http://www.carbusters.org
Prague, Czech Republic

Cars Suck
URL: http://www.cars-suck.org
New York

Critical Mass
URL: http://www.critical-mass.org
Worldwide
Note: There is no official Critical Mass web site; this is just one of many sites devoted to the ride

Federal Highway Administration
URL: http://www.fhwa.dot.gov
Washington, D.C.

John Locke Foundation
URL: http://www.johnlocke.org
Raleigh, North Carolina

Victoria Transport Policy Institute
URL: http://www.vtpi.org
Victoria, British Columbia
A wealth of information on transportation issues, including a huge annotated bibliography on transportation at URL: http://www.vtpi.org/bib.xls

University of California Transportation Center
URL: http://www.uctc.net
Berkeley, California
Download or order scholarly articles on transportation issues, often at no charge.

World Resources Institute
URL: http://www.wri.org
Washington, D.C.
Published the influential report “The Going Rate: What It Really Costs to Drive.”

TOPICS > COST OF DRIVING >

“America’s Autos on Welfare”
URL: http://www.sierraclub.org/sprawl/articles/subsidies.asp
Sierra Club | 1996
A summary of the economic analyses of the cost of driving.

“The Annualized Social Cost of Motor Vehicle Use in the U.S., 1990-1991”
URL: http://www.uctc.net/papers/311.pdf
By Mark Delucchi | Institute of Transportation Studies | 1997
The above link is to an overview of Delucchi’s extensive report. For additional sections, see URL: http://www.uctc.net/papers/papersnumber.html#300

“The Central Planning Of Lifestyles: Automobility and The Illusion of Full Cost Pricing”
URL: http://www.cei.org/gencon/025,01606.cfm
By Roy Cordato | The Competitive Enterprise Institute | 1997
Criticizes arguments made by economic analyses that purport to show that autos receive subsidies.

The Elephant in the Bedroom
URL: http://www.flora.org/afo/elephant-cont.html
By Alvin Spivak and Stanley Hart | Samizdat Press | 1992
Book that purports to show that autos are receiving giant subsidies. The entire book is online

“Saving Energy in U.S. Transportation”
URL: http://www.wws.princeton.edu/~ota/disk1/1994/9432_n.html
United States Congress, Office of Technology Assessment | July 1994
Full PDF of the article on the cost of driving and other transportation issues. The Office of Technology Assessment is now defunct.

TOPICS > LIBERTARIANISM >

Brief introduction to libertarianism
URL: http://plato.stanford.edu/entries/libertarianism/
Stanford University Encyclopedia of Philosophy
A scholarly and more objective introduction than those found below.
URL: http:// www.libertariansim.org
URL: http://www.self-gov.org/libertarianism.html.
Good bibliography, including books and articles on left and right libertarianism as well as some critical publications.

 

Bollywood ending? Not yet.

BEST OF IDENTIFY 2003 (tie). What digital video could mean in the world's largest democracy.


The faded grandeur of a burned-out neighborhood cinema hall is no match for newer Delhi multiplexes.

It was the end of March, Delhi was heating up after a brief winter, and revolution was in the air. Even the festival program knew it: There is a revolution in the air,” it said. “A great democratic vista of the people’s work is opening up.” Digital video, that most subversive of tape formats, had finally come to India, heralded by the apostles of independent film. And the 2001 Digital Talkies International Film Festival was to be its showcase, its forum, its Mecca. The assembled moviegoers were critical, but ready to escape the tyranny of Bollywood epics, to see new stories told by new authors, to give up, at least temporarily, the dreamy quality of celluloid for the grainy and gritty drama of digital video.

For Delhi’s up-and-coming generation of filmmakers, digital was more than just another film format. Digital, in a word, meant democracy. Consumer digital video cameras cost tens of thousands of dollars less than 16mm or 35mm film cameras, use cheap tapes as opposed to costly film stock, and create footage that can be edited on a home computer and easily distributed on DVD or over the Internet. Though criticized by some for its granular, unbeautiful look, digital video was clearly a cost-effective way of shooting, ideal for strapped filmmakers breaking away from Bollywood.

And break away they did. By most measures, Asia’s first-ever digital film festival was a huge success. The sponsorship was generous, the jury internationally acclaimed, and the screenings full. Digital Talkies, the festival organizer, saw two of their own features win awards. The company was ready to pursue distribution full tilt: in theaters, on TV, and via broadband Internet. The shackles that kept Indian film from experimentation, from innovation–from anything not involving an extravagant dance number shifting from Egypt to the Alps with every refrain–were finally being unlocked, and it seemed there was no looking back.

Yet something went wrong. Two years later, digital video’s promised democratization of the Indian film industry has yet to happen. Some filmmakers say the blame lies with Digital Talkies. After the smashing success of its 2001 festival, the company lined up even more films for the following year. But the 2002 festival was postponed to March 2003. Then, abruptly, it was canceled. And the new generation that Digital Talkies had helped inspire–filmmakers who truly believed that digital was the “next generation” of entertainment–suddenly discovered their work no longer had a venue.

Indie filmmakers embrace DV, commercial concerns hold back–the tale is a familiar one. In the United States, critically acclaimed films like Dancer in the Dark, last summer’s The Fast Runner, and this winter’s Personal Velocity (awarded best cinematography at Sundance) have racked up decent profits in art-house box offices. But despite the messianic attempts of George Lucas, who shot and distributed his latest Star Wars film digitally, Hollywood has been slow to bank its celluloid infrastructure on the promise of a digital future. Theaters have been reluctant to invest, scared off by the $100,000-plus price tags of digital projectors. And even digital-friendly chains like Madstone, which planned to open digital theaters nationwide, have ended up sticking with more traditional products in order to stay afloat.

Hollywood, of course, is no Bollywood. India is the world’s largest film producer, releasing over 800 features a year. It boasts a strong industry infrastructure, three billion tickets sold annually, and a proliferation of multiplexes in urban centers. India is also diverse, with 70 percent of the population living in rural or remote areas and over 18 recognized languages. There is no end of new stories to be told. Whether these stories make their way to film, however, is a different matter. The struggle over digital video in India has become a struggle over who gets to tell the stories.

So far, the revolution has stalled. While Hollywood looks for ways to cash in on the U.S. indie craze, the appetite for art-house films in India remains restricted to urban areas and a certain cultural elite. Independent film in India has been around since Satyajit Ray made his famous Apu trilogy in the 1950s, and “parallel cinema” is still supported by the government. But filmmakers in India have yet to convince mainstream audiences, especially the majority living outside the big cities, to try something other than masala, the tried-and-true Mumbai mix of action, family tragedy, and song and dance.

Masala is the mush you’ll find in the 200 features that Bollywood puts out every year. Each costs an average of Ru 50,000,000 ($1 million), lasts around three hours, and allows little room for anything that smacks of originality. Those who can afford Ru 150 ($3) see these films in plush multiplexes that rival any suburban movie theater in America. Alongside imported Hollywood hits, films like Kabhi Khusi, Kabhi Gam (Sometimes Happiness, Sometimes Sadness) show the same big stars rearranged in different poses. The stadium seats recline, the surround sound embraces, cell phones interrupt, and at intermission, you can even eat nachos.

Yet all is not well in Bollywood these days. The sure-fire formula has fared poorly in recent years. Last year, 90 percent of big releases were box office flops.

So in the summer of 2000, when two twenty-something scions of commercial empires, Pia Singh and Hari Bhartiya, started chatting during a course at New York University, there seemed at least as many reasons to float a digital production and distribution company in India as in America, where similar startups were magnets for venture capital. The two returned to India, teamed up with director Shekhar Kapur (The Four Feathers), and recruited a luminous board of advisors, including Mira Nair, director of the crossover success Monsoon Wedding. By March 2001, with the backing of the goliath India Tobacco Company, they had organized the first Digital Talkies International Film Festival.


Two girls take time out from begging near a multiplex in South Delhi.

‘He’s a policeman. How can he be homosexual?’

Yamini Tiaari, Digital Talkies’ head of production, is still in her twenties, a hipster who trades the traditional Hindi “accha,” the equivalent of “okay,” for a breezy “coolio, coolio.” Ensconced in her office in the back of a yet-to-be resurrected cinema hall in Old Delhi, Tiaari describes the 2001 festival as history in the making. “It was brilliant, a huge huge success. Even the 10 a.m. screenings were full.”

Tiaari’s exuberance is not unwarranted. Of the roughly 175 films submitted to the 2001 festival, 40 percent were Indian. Before plans for the follow-up 2002 festival were scrapped, organizers had already collected 150 entries from India alone, 75 percent created with the Digital Talkies competition in mind.

Yet as early as that first festival, there were signs that digital video might not fare so well in India. Two features–both produced by Digital Talkies and intended afterward for domestic distribution–did not receive the censor’s sanction to be shown.

India’s Central Board of Film Certification tightly controls which domestic films are distributed for public viewing. The board’s definition of obscenity tends to disallow novel and/or realistic portrayals of romantic relationships, while lascivious dance sequences and even rape are easily approved. The latest round of films to be rejected included Anand Patwardhan’s War and Peace, which criticizes India’s nuclear weapons program. Most filmmakers don’t bother fighting the censors; Patwardhan’s willingness to wage a costly court battle against the board is an exception.

When the board nixed their features at the last minute, Digital Talkies was in a bind. Divya Drishti, about a quack fortune teller’s involvement in a suburban community’s sexual intrigues, and Urf Professor, a profane flick about a Mumbai hit man, were quickly moved to the British Council’s auditorium, thus temporarily evading Indian law. Though they saved their star projects from getting no play at all, Digital Talkies had to make do with inferior projection and limited seating of 150. Any hopes of future distribution in India were firmly squashed.

Festival organizer Siddarth Kumar was outraged. In his eyes, Indian films were singled out unfairly for censoring while foreign films escaped. “I showed pornography at 9 a.m. that came from Czechoslovakia,” he says. Then there was the board’s hypersensitivity to the portrayal of a gay police officer in Divya Drishti. Fellow organizer Ankur Tewari describes their objection: “He holds a very responsible position in Indian society. He’s a policeman. How can he be homosexual?”

Digital Talkies’ unforeseen brush with censorship wasn’t the only blow to the fledgling company. Though the 2001 festival created a great deal of enthusiasm, it broke even and didn’t yield the profit-making deals the organizers had hoped for. Still, the second annual festival was planned for March 2002. But by the time that date drew nigh, access to broadband Internet (which would have allowed digital films to be beamed to theaters and even viewers at home) was still spotty throughout the country, and India-Pakistan border tensions were discouraging sponsors. Frustrated entrants were postponed for one month, then two, then an entire year for a festival which has yet to materialize. Essentially, Digital Talkies pulled the plug. Critics accuse them of canceling the entire movement in the process.

“‘Go out there and make your film, we’ll help you in every way we can’–that was the premise that Ankur and I tried to market,” says Kumar, who is now running his own production company with Tewari. In the festival program, Digital Talkies promised as much–to “help independent filmmakers tell their stories, and to ensure a pathway for those stories to an audience.” But, today, the company’s stance has changed. “We are not in a position to aid digital filmmakers at this time,” goes the official line. Digital Talkies says it is focusing on producing ads for television on film and Digibeta (a video format used on television), creating an MTV sitcom, and developing a fleet of traditional cinema halls. From Kumar’s perspective, the move is a betrayal. “Instead of a movement for independent filmmakers, DV has become a cheap way for people to produce the same shit they have been producing all their life,” he says. “There’s very little activity left now because the support that Digital Talkies promised was dropped when they realized that there were no immediate returns to be made.”

“Business is business,” says Vijaya Singh, Pia Singh’s twenty-nine-year-old cousin, a former banker who now oversees Digital Talkies’ production house and festival. “We really believe in the concept [of digital video], but maybe we’re a little too early. We had to get from this idealistic platform onto the reality bandwagon.” Those who “don’t see the virtue of morphing” with the times, Singh says, “exhibit a childlike behavioral pattern.” She offers this advice for future filmmakers: “Do what you want to do but don’t be foolish. There is no point wasting money, effort, and aspirations.”

Kumar describes his old group at Digital Talkies as “dukandars,” Hindi for “someone who keeps a shop.” “That’s anathema for an independent filmmaker, he cannot associate himself with someone who is a shopkeeper,” he says. Yet Kumar is no impractical idealist. He wouldn’t mind being a dukandar himself, so long as he can devote himself to independent rather than mainstream pursuits–sort of like an Indian Harvey Weinstein.

In spite of all that’s happened, Kumar still sees profit in DV. “You could have done the festival a second year with other sponsors for half the cost because now you had expertise. You might have made some money if you took that content and represented it and made deals abroad to sell it, especially in Europe.” He points to the Karachi International Film Festival as an example of what can be accomplished with fewer resources and greater determination. “It’s not that there is less censorship in Pakistan, it’s just that those people have proved themselves to be a more committed bunch than us. They started [their] festival in 2001, nine months after ours, and they managed to do it a second time. That’s key in a festival.”

Other filmmakers have fewer regrets. Sidarth Srinivasnan, director of the banned film Divya Drishti, doesn’t put much stock in digital video changing the playing field. “Whatever revolutionary change is going to happen,” he says, “is going to come from the commercial arena.” Though DV helped him break into the industry with his first feature, Srinivasnan questions the benefit of setting the masses loose with the technology. “If thousands of people who harbored dreams of making movies were able to make them on DV, you’d have loads of shit,” he says. “The thing with 35mm is, it automatically distinguishes the boys from the men.”


Lining up for a Bollywood blockbuster outside a classic cinema hall.

Telling a different story

Though chastened, the prophets of digital video have not yet given up on India. Twenty-seven-year-old grassroots activist Venkatesh Veeraraghavan is one of the true believers. The founder of a cooperative of like-minded digital producers, he is campaigning to expand audio-visual curriculum offerings in schools and is working on an experimental film from footage shot in a North Delhi slum.

Veeraraghavan can often be found in front of his Macintosh computer, “the finest of species,” in an understatedly cool South Delhi studio that doubles as his living quarters. Black-and-white track-lit portraits of Gandhi, Snoop Doggy Dog, and Courtney Love look on as his hands orchestrate the techno score he has created to accompany shots of poor and beautiful children celebrating Diwali, the Indian festival of lights.

The frames are mesmerizing, granting access to domestic scenes that as yet have no place on the screens of Indian theaters: a six-year-old cleaning a spoon with sand, two eight-year-old girls smiling uncertainly at the intrusion of a camera, a bold boy twisting the lens 180 degrees so he can watch himself grimacing into the viewfinder. Veeraraghavan’s children belong to a laboring community from Uttar Pradesh that relocated to Delhi for work. His camera follows them closely, jerking frequently, at one point letting loose in an ebullient spin. Pinks and greens stand out, giving the shots a painted quality. As the sun goes down and the children light candles and sparklers, the limitations of natural light evoke memory, emulating the home footage of a childhood birthday party.

Veeraraghavan doesn’t own the Sony Digital 8 he uses to shoot the children. He borrows a friend’s camera on the weekends, then spends the rest of the week editing the film on his Mac. It took two months for his subjects to get used to a stranger, but it helped that he had no dollies, no lights, no crew to get in the way–just a camera the size of a shoebox.

While Verraraghavan toils away on his experimental film, other digital filmmakers have settled for now on less ambitious uses for their high technology. The more market-minded duo of Kumar and Tewari are using digital video to shoot documentary footage that they hope to sell in Europe. Their production company, Framework, is banking on hopes that Indian culture will become the latest exotic fashion in countries like Sweden, where Tewari believes “Asia is the flavor of the next three seasons.” Even Digital Talkies insists it hasn’t left the digital-video market just yet. Vijaya Singh talks about making space on the schedule for a “Digital Film Month” at one of their local theaters, with donated or sponsored equipment.

The sad truth is, even if there were digital theaters in India, there wouldn’t be enough digital content to show. Yet developing that content seems impossible without access to audiences. Resolving this chicken-and-egg scenario may take several years. But India has several things working in its favor: a growing film audience, a relatively light (and thus easily replaced) investment in standard projectors and other traditional technology, a well-established and skilled filmmaking industry, a large information technology sector, and the potential for establishing broadband networks that could bring digital video into every Indian home.

What happens next may depend on the fate of Let’s Talk. By director Ram Madhvani, it’s the first Indian movie to be shot on DV, transferred to film, and distributed to domestic audiences. The novel story, with only two rooms and two characters, portrays a young woman struggling to inform her husband that he is not the father of her baby. Let’s Talk was released in December to a limited number of cinemas. Will it win over audiences used to panoramic song-and-dance numbers? Bollywood will be watching.

Story Index

CONTRIBUTORS >

The writer
Nicole Leistikow, Inthefray.com News Editor

ORGANIZATIONS >

Catalyst Fusion Lab
Delhi-based cooperative of digital filmmakers.
URL: http://www.catalystfusionlab.org

Digital Talkies
URL: http://www.digitaltalkies.com

Karachi International Film Festival
URL: http://www.karafilmfest.com/home.htm

Madstone Theaters
Site of the upscale, art-house U.S. theater chain.
URL: http://www.madstonetheaters.com

National Film Development Corporation
The Mumbai-based Indian government agency that subsidizes and supports independent film.
URL: http://www.nfdcindia.com

PEOPLE >

Satyajit Ray biography
A short bio of Ray, arguably India’s best-known independent filmmaker.
URL: http://www.upperstall.com/people/satyajitray.html

TOPICS > BOLLYWOOD >

“Bollywood”
Wikipedia: The Free Encyclopedia
URL: http://www.wikipedia.org/wiki/Bollywood

TOPICS > DIGITAL VIDEO >

Digital Cinema Magazine
Los Angeles-based magazine of the digital video industry.
URL: http://www.uemedia.com/CPC/digitalcinemamag

Dogme95
A Danish collective of film directors who typically shoot on consumer DV cameras.
URL: http://www.dogme95.dk

“India’s First DV Film Deserves Kudos”
By Deepa Gumaste | Rediff Movies | November 2002
URL: http://www.rediff.com/entertai/2002/nov/26mami.htm

Let’s Talk
Official site of Ram Madhvani’s latest digital film.
URL: http://www.letstalkmovie.com

“Methods: Film or Video”
Unhollywood Guide to Movie Making
URL: http://unhollywood.com/film-vid.htm

 

Let the Rhythm Soothe You

Best of In The Fray 2002. Transforming a neighborhood through art, love, and mindful drumming.

Group of people sitting behind drums

It’s a part of Oakland the kids call ‘Ghosttown.’ They give various explanations for the name: bad things happen here; the streets are vacant, without the hum of thriving businesses; the black people who walk the streets at night look like ghosts. In other words, West Oakland isn’t exactly a destination. Cars may pass through here, but they stick to the interstate freeways along the edges of the neighborhood.

The corner of 33rd and West, however, is a different story. Here, in a duplex that used to be a crack house, the Attitudinal Healing Connection has opened up shop. On any given day, this non-profit community center is a hub of activity. People are constantly going in and out of the front door for after-school art programs or around back to check on their squash in the garden.

The AHC, simply put, is a nontraditional arts center, a school where you can take classes in painting, photography, and African drumming. But it is much more than that. It is a local effort in a national movement called attitudinal healing, which seeks to help people find inner peace by changing their attitudes toward personal problems. It is the most passionate of personal crusades—one family’s effort to transform a blighted city neighborhood, one heart at a time.

Whatever optimistic energy the center exudes, it has apparently been contagious. Near the house, where bougainvillea climbs up the porch posts and young trees sprout out of recently laid sidewalk, the neighbors have been cleaning up their property, too. All this fixing of fences and planting in yards to keep up with the Joneses.

Or, the Clotteys, to be exact.

Before we came here, it was like a Third World country,” says Kokomon Clottey, who opened the AHC in this neighborhood in 1994 with his wife Aeeshah and Aeeshah’s daughter Amana Harris. He points to the house across the street. “In 1994, that house didn’t sleep. They were always drinking or selling drugs. There was always the TV, partying, friends, cars—all kinds of madness.”

A white family, the Belknaps, used to own the house. Though it had a security system and bars on the windows, people still raided the house easily, even hauling a refrigerator out the front door once. The Belknaps were desperate to sell it. They even offered to loan the Clotteys the $10,000 needed for purchase and renovation if the Clotteys would use it for their arts center and live above it. The Clotteys were hesitant at first; it didn’t help that a man was killed across the street as they were considering the deal. But finally they decided they couldn’t refuse the opportunity to get to work in a neighborhood that so needed change.

Eight years later, the Clotteys have not only survived their stay in Ghosttown, but their center has thrived and its offerings have greatly expanded. These days Oakland residents can participate in a variety of programs that include a well-known racial healing circle, an ArtEsteem after-school program for children, after-school mentoring, and personal development retreats that can be counted for credit in some educational and vocational programs. The center’s staff also visits local schools on occasion, where they put on assemblies mixing together storytelling and African drumming.

In those eight years a lot has changed in the neighborhood, too. Prostitutes used to walk the streets nearby, but after Aeeshah insisted on inviting them in to sit for a spell, no one dares to troll for business in front of the AHC. The house also hasn’t been robbed since they moved in—even though the Clotteys have forgotten to lock their doors several times. Once Aeeshah left her purse on the back step and someone brought it around the next day with the contents untouched.

Above the center’s entrance is a saying that sums up the general attitude: “Expect a miracle.”

“The center has a lot to do with pulling the community together. People go into the garden to pick fruits and vegetables. It’s much quieter now and people seem friendlier,” says Robert Ervin, who lives right behind the AHC on 33rd Street. When he moved here in 1990, Ervin says the neighborhood was “pretty raunchy,” with drug dealing and other crimes taking place in the open. But now, he says, “We’re more of a community.”

Lucille Walker, who lives two doors down from the center, plants tomatoes in the AHC’s Forgiveness Garden. Since she arrived in 1973, Walker has seen the neighborhood go through a lot of changes—but nothing, she says, like what has happened since the AHC moved in. A woman of few words, she pats Kokomon on the shoulder, saying, “Since you’ve been here, everything’s been real nice.”

The AHC is an unusually successful example of a community-based program, says Breonna Cole, a nonprofit consultant. “What makes this place very different from other nonprofits that I work with is the ethos that they work from,” she explains. “They’re not afraid to be spiritual and pull together the pieces. This is evident in the work they do, especially the racial healing circle, which seems to benefit especially white people in asking what each of us brings to the table.”

Many city officials, including Oakland Mayor Jerry Brown, have commended the center’s efforts. “The AHC’s programs have clear goals and are open to all Oaklanders,” Brown writes in an endorsement letter. “Their approach is innovative and their programs are sorely needed in the communities they serve.”

A Course in Miracles

I visit on one summer afternoon, to check out for myself exactly what’s so “innovative” about the center. Kokomon takes me around back. “We don’t put a padlock on this gate,” he says as he leads me into the Forgiveness Garden. “We want people to feel welcome and to come help us.” It’s clear, by the look of the place, that the people are coming. Tomatoes, squash, and peppers sprout everywhere. Children have painted portraits of heroes such as Mahatma Gandhi and Congresswoman Barbara Lee on stacks of tires.

As we sit down on chairs built by the East Bay Conservation Corps, Kokomon explains the nontraditional mental health principles behind the work that he, Aeeshah, Amana, and their volunteers do. There are twelve principles of attitudinal healing, he explains, that flow from a book by Helen Shucman, A Course in Miracles, as well as psychiatric research by Jerry Jampolsky. Almost three decades ago, Jampolsky found that children with catastrophic illnesses improved when they changed their mental outlook. Attitudinal healers believe that we are not only responsible for our thoughts, but also for the feelings we experience. Our pain stems from our own thoughts, guilt, and judgments about people, experiences, and events. By exploring these feelings, and coming to terms with them, we can eventually heal them and find inner peace.

“It’s easy to point a finger and say B did that to me. But if you hold onto this, you don’t feel good. You won’t feel well. You have to be responsible for your thoughts and your own feelings,” Kokomon says.

The Clotteys’ contribution has been to take this specific message of love, forgiveness, and the need to let go of fear, and to apply it to the problem of racial healing. “It’s easy to say, ‘Hey, I’m poor,'” Kokomon says. “What are you going to do about poverty? Yes, the government did this to you, but are you going to sit there and let the government put madness on you the rest of your life? If you eat food that is not good for you, it will make you sick. You are responsible.”

Kokomon and Aeeshah make shared stories the cornerstone of the monthly racial healing circles. “Many times we don’t know each others’ stories because we’re afraid of being the recipient of fear, rage, guilt, or shame,” Aeeshah says. Because conversations on race can be incendiary, she believes we must start racial dialogue by connecting all the people in the room through a common ritual. This is the reason that the Clotteys begin their circles with drumming and a reading of ground rules of respect.

“That puts us all on the same page, with the same rhythm,” Aeeshah explains. Adjusting everyone’s sense of rhythm—which affects not just the way you keep a musical beat, but also the way you talk and walk—is important to creating an expressive, honest atmosphere, the Clotteys believe. It brings all of the participants into the space of the room from the various places they have come from and untangles them from their everyday uncertainties—what Kokomon calls the “tapestry of madness and fear.” As he explains: “When we’re in trouble, our rhythm changes. Mindful drumming is about letting go of stress and putting the body, mind, and spirit in alignment. Then, we are really ready.”

This basic work of talking, listening, and (literally) harmonizing with each other, the Clotteys believe, can ultimately heal racism. “You can’t legislate people learning to accept each other,” says Aeeshah. “That requires heart work.”

“We define racism as a life-threatening disease,” Kokomon says emphatically. “It’s killing people. We don’t want to wait until people are dying, but try to take a different angle, with prevention. This is for the people who are living so they don’t get to that point.”

According to Kokomon, committed participants of their racial healing circles have made lasting changes in their lives. White people especially respond to the circles, often working out guilt about their privileged pasts. In their book Beyond Fear, Aeeshah and Kokomon recount the story of Gerd, a German-born engineer who spent many years in Liberia. As he was mourning his status as a childless and single older man, he woke up to the realization that he had fathered a mixed-race daughter in Liberia whom he had turned his back on, more than three decades earlier. “Now, all I have of her are two pictures and three strings of beads—a very personal souvenir of her mother and a whole new way of hearing the country song ‘I’m in love with you, baby, and I don’t even know your name,'” Gerd says in the book. He started searching for his daughter, putting together a computer picture of what she would have looked like at thirty-four years of age. To the Clotteys, Gerd’s story shows the timelessness of all things and the need to face the past to move on into the future. They write: “He spoke of learning more about love and forgiveness in the last few months than in the previous fifty-eight years of his life. He is now actively involved in human rights work in Liberia, with the understanding that Africa is a deeply personal matter for everyone and that every human being is someone else’s daughter or son and deserves love, attention, and respect.”

Though Aeeshah and Kokomon insist their methods have achieved tangible results, it’s also easy to see how people might respond to their unconventional beliefs with skepticism. I raise my doubts with Kokomon at one point. “Spacey? People think it’s more than spacey,” he says. “They often think it’s a cult.” He laughs; it’s hard to think of Kokomon Clottey as an evangelical zealot. Even though he and Aeeshah and Amana live by these twelve principles and hope others will live by them, too, they say their work isn’t about indoctrination. “There’s a difference between being spiritual and being religious or dogmatic,” Kokomon says. “If you’re dogmatic you separate people. We’re nonpolitical and include everyone and everybody.” In his view, the principles of attitudinal healing are nothing more than ground rules for human decency in people’s everyday lives. “We just want to give them tools to improve their life. That might just be planting tomatoes in the garden.”

Amana sees their outside-the-box thinking as an advantage in these times. “Traditional methods and standard thinking are not working for our kids. They’re not living in standard homes. The question is how we support children for these conditions,” she says.

Once they get to know what really goes on at the center, parents seem to support the Clotteys’ methods. Anthony Hall said he hesitated before sending his eight-year-old daughter Kenya to the AHC because he worried that its nontraditional principles had something to do with cult-like behavior. But he eventually came around. “The AHC’s principles are humanistic. They don’t contradict our Christianity,” he says.

Interestingly, both Aeeshah and Kokomon grew up in Christian households—Aeeshah in small-town Louisiana and Kokomon in Gamashie, Ghana. It took them time to come around to attitudinal healing. Aeeshah’s early frustration with the racism she felt as a student at the University of California at Berkeley led her to the Nation of Islam in her search for racial uplift and support. But after seven years with that black nationalist group, she wasn’t sure she had found the answers to her questions. “I had an enormous amount of love in my heart,” she writes in Beyond Fear. “However, it was only shared with a portion of people on earth, and I added to my confusion by teaching this lesson to others. I taught love and fear.” Then Aeeshah attended a seminar where she was introduced to Helen Shucman’s book, A Course in Miracles. She suddenly felt as if she had found her spiritual path. She headed next to Tiburon, California, to meet with psychiatric researcher Jerry Jampolsky, and decided then that she was going to begin a new line of work.

Aeeshah introduced Kokomon to the ideas of attitudinal healing in 1990, as the two of them were collaborating on a tape of spiritual poetry set to African drumming. Kokomon, who was born in Gamashie as a member of the Ga-Adabe people and came to America as a musician in 1977, soon found that the principles of attitudinal healing resonated with the experiences of his own life—in particular his encounters with American racism. He brings all his talents to his work at the center, weaving the principles of attitudinal healing into what he has learned as a medicine man, modern interpreter of the Ga-Adabe’s wisdom and rituals, and master drummer.

Right now, the AHC keeps going through the full-time efforts of Kokomon, Amana, and several dedicated volunteers. Aeeshah’s salary as an assistant program director at Casa de la Vida, a residential psychiatric treatment center in Oakland, forms the basis of the center’s $100,000 annual budget. The AHC also receives substantial supplemental grants and some local contributions, but is still actively looking for other sources of income to expand their programs and their staffing.

Building a Better Oakland, One Popsicle Stick at a Time

In their version of West Oakland, the fish market is in-between the fire station and the senior living facility. A movie theater, bowling alley, pet store, and farm are near the AHC. Hoover Elementary School is on the next block, near the community garden, toy store, clothing shop, and arcade.

It’s a Friday afternoon, and I’m sitting in on a session of ArtEsteem, one of the AHC’s after-school programs. The twenty kids in attendance are busy building a community—one made from popsicle sticks, foam, paint, bits of wire mesh, and glue. These 3-D models are the culmination of fifteen weeks of learning about Oakland’s government, settlement history, sewage and water systems, demographics, and regional ecology under the guidance of ArtEsteem’s director, Amana Harris.

As part of their latest project, the children conducted videotape interviews with local residents, including a social worker, the owner of the liquor store on the corner, and a former drug dealer. After color-coding plots of West Oakland “beautiful,” “ugly,” or “interesting,” the kids decided what to keep, eliminate, or transform. It’s about allowing these kids to dream about a better life in the here and now, explains Kokomon. “We ask, ‘What do you want to do?’ now and plant the seeds. ‘Do you want to be a lawyer? Well, what does it take to be a lawyer? Work on it.'”

Even this little bit of daydreaming can be quite a luxury on the tough streets of Oakland. The city has already seen eighty-four murders this year; in 2001, there were eighty-seven murders. Drugs, prison, and materialism—and music that worships these things—are pervasive in children’s lives here. “The guys want to go to jail even if they’re from decent families,” Amana says. “Here, skills for boys are being able to count money, counting how many crack rocks you have, and standing on your feet for a long time.” While boys are running in the streets learning to be drug dealers, girls are shouldering the burdens of teen pregnancy.

“There are so many forces here that set kids up to fail,” Amana says. “It’s not like school gets closed down if there’s a shooting. Nobody’s really protected.”

That grim reality is all too clear to ten-year-old Tyrese Johnson. “People are already starting to do doughnuts,” says Tyrese, a veteran of the ArtEsteem program. “And there was a shooting near my school a year ago. I didn’t really want to walk home. I was afraid they’d start shooting again.”

Through painting, photography, and other creative outlets for their energies, ArtEsteem seeks to soothe the fears that afflict kids like Tyrese. “This climate is full of conflict,” says Amana. “It’s at school. They bring it over here. But we’re teaching them how to perceive negativity so it doesn’t penetrate them deeply.”

Program graduate Kamilah Craword says ArtEsteem changed her life. When she started attending sessions back in middle school, she had an “attitude” in class. “I was talking back, not doing what I was supposed to … I put all my negative energy on everybody in the class,” she wrote in one of the center’s newsletters. ArtEsteem helped Kamilah to get “back on track.” Now, rather than taking to the streets or sitting at home bored, she volunteers at the center almost every day. She helps Amana run ArtEsteem as the organization’s secretary, and swears by its effectiveness. “If this program wasn’t here I wonder where the kids would be right now. Would they be in jail? Would they be on drugs?”

Tyrese knows what he would be doing: “I’d be sitting at home, looking at the TV, getting fat. Or maybe riding around skating and stuff. But nothing artistic like this.” He gets very excited when talking about his favorite project, the kids’ larger-than-life portrait of themselves as superheroes saving West Oakland. “Super T,” he explains, has laser vision, super-strength, and, most importantly, “the power to change people’s minds, to make bad people good.” You could say that ArtsEsteem has had a similar effect on Tyrese. “I used to litter, but I don’t do it anymore,” he points out.

Breonna Cole, the nonprofit consultant, praises the AHC’s use of art to change children’s attitudes. The center, she says, has become a “place of last resort” for students who have been neglected by the school system. “The schools have no money or resources to invest in the kids,” she says. “The critical issue in Oakland public schools is that we have violence in schools and a disastrous lack of art.”

Parents also respond favorably to the program. Oakland resident and parent Anthony Hall says he particularly appreciates how ArtEsteem grounds art in the community, connecting the children to a larger sense of what it means to live in Oakland. “Here, the kids also develop friendships and relationships with other kids who are not going to the same school. They get to share common interests,” Hall says.

Kids who come to the program are sometimes labeled as troublemakers by their schools. Amana prefers to see them as “incredibly neglected, but full of love.” She has had to deal with so-called “kings of conflict” many times over the years, and under her close care, problem children often calm down and end up having perfect attendance. She remembers one boy who started out belligerent and, after she worked to win his trust, eventually confided in her, telling her in a note: “I need help.” But he later turned out to be too much for even Amana to handle. This boy’s defense mechanism, as she puts it, was “to be as offensive as can be,” and he would constantly antagonize the other kids. In the interest of keeping the program’s atmosphere as positive as possible, Amana had to expel him.

Amana herself grew up several blocks from where the AHC now has its office, and she still lives in the neighborhood with her husband and her daughter Sabah. The curriculum she is developing for ArtEsteem is part of her graduate work in multicultural education at the University of San Francisco’s Center for Teaching Excellence and Social Justice. Amana says she began working at the AHC because she wanted to put her art school degree and teaching background to work for the community. Her belief is that a program like ArtEsteem can help combat the negativity that she says is swallowing up young people.

At the end of each ArtEsteem class, Amana and the children join hands in a circle and observe a moment of silence. Then Amana leads the kids in their daily refrain: “We are a community. We support one another. We are willing to listen and learn and absorb all goodness as we breathe.” At the end of the circle, she asks, “Okay, who’s mature enough for extra responsibility?” If all goes well, everybody.

Skin on Skin

For an hour, no one in our circle of ten spoke. Kokomon’s hands kept moving, weaving in and out of different rhythms, leading us in the weekly Mindful Drumming session. Sometimes our fingers beat the skin of the handmade drums at a feverish pace; sometimes our palms just brushed the surfaces. We were a motley bunch—Latino construction workers seated alongside white and Asian American professionals, gay men jamming with straight women—but we were all keeping time together.

This was my first taste of the AHC’s programming. Much of the power of the center’s curriculum comes from the experience of the activities since, as one participant explained, they don’t aim at the head so much as the gut. So I wanted to make sure I’d taken part in at least one activity.

I was hesitant at first—mostly because I hadn’t ever participated in a drumming circle. But it turned out to be surprisingly easy—or perhaps surprisingly welcoming. There was a clarity to my thoughts as my hands drummed away. The action seemed to work out any nervousness or fatigue. I worried that my drumming sounded different from everyone else’s, but I came to appreciate that this was as it should be. Every set of hands produced a different sound; but we could be one orchestra, sharing one score. I noticed how individual each one of our hands were, yet they were made out of the same gristle and bone and had the same purpose. Hands make and remake constantly, in this way telling others that we exist. Wherever we had come from, whatever our story was, in this room, this evening, there was the fact of skin on skin.

I admit I had been skeptical about how much could be accomplished by sitting around a room beating on animal hide. But then I saw for myself the powerful effect that participating in a common activity and creating something collectively could have on people. After the drumming had ended, we sat in our circle and talked. People very openly shared how their weeks had gone. No one rolled their eyes, but listened with sincerity and patience. An hour of nonverbal expression had suddenly made the mouth and language seem like miraculous things.

Nothing shifted cataclysmically that night, but it seemed very possible that, if people kept coming, longtime frustrations could be vented, priorities reoriented, and habits changed. It seemed very possible that the Clotteys’ vision could come true. I felt much calmer leaving their house than when I had walked in. And stepping outside, I noticed the streets were also calm. A feeling of warmth and goodwill was palpable in the air.

In the distance, cars whizzed by on the freeways. Had their drivers stopped for a second to look toward West Oakland, they’d have seen that one street corner, 33rd and West, shone particularly bright.

 

When suburban goes urban

A look at Silicon Valley's Sunnyvale, a suburban community in search of a sense of place.

A quarter-century ago, quiet Sunnyvale, California, decided it was time to do what every self-respecting suburb was doing: build an indoor mall. Away went the downtown street grid with its clusters of stores and restaurants. In its place arose the Sunnyvale Town Center, a hulking, boxy, brown structure. The town, located in what would become the heart of Northern California’s Silicon Valley, was just keeping up with the rest of modern America.

The mall still stands at the heart of the city, near Sunnyvale’s train station. These days, however, the mall is far from the pinnacle of commercial development it was meant to be. Few cars cruise into its parking lots. Many of its stores have folded, leaving empty, lifeless retail spaces. The shoppers who do come do not tarry long in the dreary corridors. “This mall was a disaster to begin with,” says one resident. “The place right now is like a ghost town.”

Once seen as the future of the city’s retail sector, the mall has gradually become a symbol of everything that’s wrong with Sunnyvale’s downtown: boring, shoddy, ugly, and a poor substitute for the street grid it destroyed in 1976. Now, after more than two decades of downtown stagnation, the town is finally poised to take action. Following the lead of suburbs from Atlanta, Georgia, to Pasadena, California, Sunnyvale’s leaders are talking these days about urbanizing their suburbia. Out with the bland, uninviting suburban streets devoid of people, say urban planners and city officials, and in with the traditional street grid, dense with pedestrians, shops, apartments, and the general bustle of people buying, selling, talking, yelling, and laughing.

This new vision of community life can be seen in the city’s Urban Design Plan, which was unveiled in March. The plan intends to create “an enhanced, traditional downtown serving the community with a variety of destinations in a pedestrian-friendly environment.” In part, it’s a bid to keep Sunnyvale competitive with neighboring suburbs like Mountain View and Palo Alto, which either have or are creating “traditional” downtowns to attract businesses, shoppers, and residents.

After months of deliberation, the plan was approved by the city council and is now undergoing an environmental impact review. Whether it will deliver on its promises, however, is hotly contested by both residents and experts. Some critics doubt whether urbanization schemes like Sunnyvale’s offer anything more than band-aid solutions to the problem of suburban sprawl. After all, they point out, urbanizing Sunnyvale ? a twenty-five-square-mile concatenation of single-family houses, strip malls, office parks, and the scattered remnants of orchard fields that were once its hallmark ? will be a massive undertaking, requiring much more than just a spiffy new plaza and a few office buildings. For its supporters, however, the city’s plan for downtown is the best remedy to what they see as a declining standard of suburban life. Over the years, traffic snarls have worsened, and land has become too expensive and far-flung for the old practice of building low, sprawling developments. The hope is that the increased density of buildings in the proposed downtown layout will ease housing demand and create a more livable environment. “Sunnyvale has a need for a place that it can call its own,” says Robert Paternoster, Sunnyvale’s director of community development. “There’s no ‘there’ there.”

City on the edge

On Charles street, “the city has got that much
closer to our backyard,” says a resident. (Nick Hoff)

Sunnyvale (population 131,000) calls itself the “Heart of Silicon Valley” ? a reference to its geographic location along the Palo Alto-San Jose corridor and to the hundreds of technology companies that make Sunnyvale their home. No longer merely a suburb, Sunnyvale is part of what urban planners call an “edge city” ? a suburb in a dispersed region that has all the jobs and retail its residents require, making a traditional urban core unnecessary.

Critics of sprawl hold that edge cities suffocate cultural and communal life with their low building densities and automobile-centric designs. Another oft-cited problemis “unifunctional zoning” ? regulations that allow only one kind of building, like single family houses, to be built in a given area. “Before unifunctional or negative zoning dictated land use,” writes sociologist Ray Oldenburg in Celebrating the Third Place, “little stores, taverns, offices, and eateries were located within walking distance of most town and city dwellers, and those places constituted ‘the stuff of community.'”

Today, most suburbanites have nothing within walking distance but a 7-Eleven ? if they’re lucky. They have no public spaces that are a pleasure to be in, no places where they can walk and want to walk, no places where they can meet people and feel comfortable talking to them. In today’s anonymous suburban landscape, there are no places with nooks and crannies and walls that create and define spaces, that make you feel like you are somewhere ? not lost in a sea of lawns or undefined streets or whizzing thruways.

Sunnyvale bears the telltale signs of suburban isolation. Its bleak downtown mall, rambling subdivisions, countless strip malls, and lack of a street grid have destroyed whatever pedestrian-friendly prospects the town might have had. Sunnyvale has instead become a broad, monotonous blanket of one- and two-story single-family homes, sliced by major traffic arteries and their attendant Safeways, Wells Fargos, and Blockbusters. In the new Cherry Orchard strip mall (named in honor of the trees it supplanted several years ago), residents sip lattes in the faux authenticity of Starbucks, where the “graffiti” on the milk and sugar stations and the dark (cherry?) wood tables attempt to create precisely the sense of authentic place that Starbucks and Sunnyvale don’t have.

According to locals, the only pleasant part of downtown is a block-long section of Murphy Avenue. Constructed at the turn of the century, the street was built for humans, not automobiles. The street’s width is approximately the same as the height of its buildings ? a rule of thumb for well-proportioned thoroughfares. The buildings come right up to the sidewalk, and there are no garages to break up the flow of shops. From this pedestrian-friendly design arises a sense of enclosed space ? a sense of place ? that makes people feel comfortable being there. It is therefore the hottest spot to go in Sunnyvale for a beer, a cup of coffee, or a plate of pad thai.

The rest of the downtown, approximately thirty square blocks, is made up of small homes, a couple streets with one-story Town and Country shops, and the gargantuan eyesore that is Sunnyvale’s mall. Originally dubbed the Sunnyvale Town Center, the mall nowadays is officially known as the WAVE (Walking and Village Entertainment), though some residents prefer to call it other names ? “the manure pile,” for instance.

The Walking and Village Entertainment mall, built in 1976. A quick walk-through of its brown-tiled interior reveals empty store after empty store chained up, dark, and littered with the unwanted paraphernalia of the last tenants. Macy’s, JC Penney, and Target are flanked by desolate parking lots on each of the mall’s four corners.

Sunnyvale’s new plan calls for removing the mall’s roof and opening it to pedestrian traffic from adjacent Murphy Avenue. But the mall itself will not be razed: city planners and consultants argue that its anchor stores are great assets. “If you wanted these department stores today, we’d have to spend millions of dollars to get them here,” says Paternoster (even though, he concedes, “you wish you could start from scratch.”). Besides improving the general aesthetics, the mall remodeling effort is aimed at attracting higher-end stores like Barnes & Noble and the Gap, as well as a large multiplex.

Renovating the mall is only one part of the much broader downtown redevelopment plan. The plan also calls for increased density in the surrounding thirty-block area by zoning for over 2,000 units of apartment buildings and five blocks of six-story office buildings. A public plaza, now under construction, will greet train riders returning from work (and, planners hope, arriving to work) in the new downtown. The plaza will also open onto the courtyard of a planned eight-story apartment complex, which will also house retail stores on its ground-level floors ? only a stone’s throw from three office buildings already nearing completion. (So far the only elements of the plan under construction are the office buildings, the plaza, and the two-story parking garages on the mall’s corner lots, all of which were already zoned under Sunnyvale’s current general plan. The other elements are proposed zoning changes that will await a developer if the plan is approved.)

For a city that until recently had no building more than three stories in height, the redevelopment plan promises a radical transformation. And not surprisingly, many Sunnyvaleans ? especially residents who live near downtown ? are concerned about the proposed changes. Even though some of them profess their preference for more traditional, denser downtowns like those in nearby Palo Alto or Los Gatos, they fear that any modifications to Sunnyvale’s center might spell the end of their quiet suburban neighborhoods. In particular, they worry about the increased traffic that a vibrant downtown will inevitably bring.

Sunnyvale resident Mark Matizinger is among those who oppose the plan’s dramatic scope. A forty-two-year-old hardware salesman, Matizinger lives within view ofthe three office buildings already under construction. “I bought my house to get the neighborhood flavor and the convenience of downtown,” he says. “But the city has got that much closer to our backyard.”

Andy Maloney says he is all for a “traditional downtown,” but insists that the plan is a disaster. Maloney is co-director of the Friends of Sunnyvale, a citizens group that says it is in favor of “smart growth” ? that is, development that avoids sprawl. Maloney argues that the plan’s proposals for six- and eight-story buildings will create “stone canyons,” rather than the “traditional” downtown that could be achieved with three-story buildings. Further, the proposed high density will bring such increased traffic that few will enjoy going downtown. The plan will not address the downtown’s central problem ? its lack of a street grid ? because it refuses to uproot the mall, whose stores and parking lots have gobbled up the old grid. As a result, claims Maloney, the plan will do little to boost pedestrian traffic or improve the circulation of cars in the downtown area.

Supporters of the plan counter that something has to be done to improve the downtown situation. Among their numbers are a few long-time Sunnyvale residents, like Monica Davis, of the Charles Street 100 Neighborhood Association, who looks forward to walking to dinner, movies, and concerts in the new plaza. Many of the plan’s supporters, however, are newcomers to Sunnyvale ? young, educated professionals who work in the hi-tech industry that now dominates the region. “I can’t stand sprawl,” says Daniel Simms, a twenty-nine-year-old computer programmer. “I hate driving everywhere. It always feels like more urban areas have a tighter sense of community.”

Driving to your ‘walkable’ community


Sunnyvale’s downtown dwellers will still
depend on their SUvs, sedans, and sportscars. (Nick Hoff)

Even if the numerous proposals for Sunnyvale’s downtown were all carried out, however, they would not change one crucial fact: Most Sunnyvale residents will still have to drive to get downtown in the first place. And so some critics say that the city’s vision of a pedestrian wonderland is just a pipe dream ? beyond the power of Sunnyvale, or any other municipality for that matter, to realize, unless more profound changes in the nation’s outlook and habits take place first. “There will not be much new urbanism if we don’t address our dependence on the automobile,” says Peter Bosselmann, professor of architecture and city and regional planning at the University of California at Berkeley.

In the absence of specific policies to decrease America’s reliance on cars, says Bosselmann, suburban city planning initiatives across the country will at most create small urban oases amidst vast seas of sprawl. Residents will still drive everywhere; it’s just that apartments and offices will be closer together, piled on top of huge parking garages. Given the dominance of the automobile, there’s also reason to doubt that these new urban centers will even be able to get off their feet. When everyone has a car, there’s no incentive for businesses to relocate to more central, and more expensive, locations.

Getting around Sunnyvale will certainly not be any easier if the city’s plan is fully executed. Sunnyvale’s public transit amounts to a sparse bus system, used only by those unfortunate enough to not have access to a car. The denser housing called for in the plan will increase traffic but won’t substantially reduce the number of times that residents will need to get in their cars every day. Even those who live within the new “walkable” downtown will need to drive to buy groceries and other necessities, and probably to get to work. What’s more, the proposed new apartment complexes will need to be equipped with either completely underground garages ? which the mayor of Sunnyvale thinks might be too expensive for developers ? or partially underground garages that take up valuable street-level space.

Sunnyvale’s chief planner, Robert Paternoster, recognizes that “a lot of mistakes were made” in this country’s last century of city planning, when the “automobile was given precedence over people.” But, he notes, in this automobile-dominated culture, urban planners must accommodate the car if they hope to attract people to their projects. Since Sunnyvale, in his opinion, doesn’t and never will have the kind of transit system that could make owning a car unnecessary, Sunnyvale’s plan must welcome the car ? otherwise no one will live downtown or visit there.

Even if the plan can’t do much to change people’s reliance on automobiles, Paternoster sees good things coming out of its proposals. The increased building density, he thinks, will give residents the opportunity to live within walking distance of their jobs and favorite restaurants. Most, he concedes, won’t work downtown and won’t eat their meals at those restaurants ? “but they’ll eat some.” It seems, then, that if the plan creates just a touch of walkable vibrancy it will be deemed a success.

Whether residents will be satisfied is another question. Daniel Simms will still have to drive most everywhere — and to create a sense of community, he insists, you must at the very least “get out of your cars and see people.” Of course, he and other local residents, if they come to the new downtown, will certainly have the chance to get out of their cars — as they walk to Murphy Avenue from deep within the mall’s new two-tiered parking lots.

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Celebrating the Third Place: Inspiring Stories About the “Great Good Places” at the Heart of Our Communities
Edited by Ray Oldenburg | Marlowe & Co | 2002
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Bolton Hill 21217

Progressive parents face the public school dilemma in Baltimore.

“So where’s Marcus going to school?” Since Sara S. first enrolled her then two-year-old son at Bolton Hill Nursery in Baltimore, the question has become more and more frequent. (The pressure has grown so uncomfortable, in fact, that Marcus and Sara are not their real names.) Now that Marcus is turning five and starting kindergarten in the fall, Sara is starting to avoid the neighbors and acquaintances who broach the subject at nearly every opportunity. To Sara, the judgment in their words and tone is explicit: “It doesn’t imply, it says, these people are going to judge us by the decision we make.”

Sara’s situation isn’t as familiar as it sounds. She’s not just another hyper-competitive urban mother whose child’s future will be plunged into non-Ivy League darkness if not accepted into the perfect prestige kindergarten. The pressure on Sara is of an entirely different nature — a vocal group of parents in the middle-class Bolton Hill neighborhood is encouraging her to enroll Marcus in an experimental public school in one of the nation’s most maligned school systems.

If Baltimore City Public Schools was a brand name, its image would require a massive reinvention. Among many middle-class parents in the city and its suburbs, the mere mention of BCPS evokes incompetence, inefficiency, academic stagnation, and physical peril. Like many cities across the country, Baltimore is experimenting with new ways to restore faith in its schools. Though Maryland is not among the thirty-plus states that have passed legislation allowing charter schools, it did approve the New Schools Initiative in 1995. The nine public schools created under this mandate, like charter schools, have more flexibility in curriculum development and student and staff selection, and are run by outside operators contracted by the school board.

Hardly any of the young professionals buying bargain houses in Baltimore want their children to go to their local public school. This is no less true in Bolton Hill, a gay and arts-friendly neighborhood of nineteenth-century brick townhouses on Baltimore’s predominantly black and poor west side, than in less progressive parts of the city. The idealistic dream of becoming part of a renaissance and moving back to a city where “white flight” has not yet slowed, stalls out on the subject of education. It remains to be seen whether Baltimore’s New Initiative Schools will be able to sell themselves to these middle-class parents, whose needs have historically been met by the city and county’s numerous private schools. And alternative public schools still need to address the generations-old problems of race and class that still divide some parts of Baltimore into a black/white city.

In Bolton Hill, a growing group of parents are deciding whether to return to the public school system. Midtown Academy, a New Initiative School, is gaining converts from the ranks of Bolton Hill Nursery, a popular daycare and pre-kindergarten school. Besides Midtown, there are two other options: the traditionally public Mount Royal Elementary and a host of private schools anywhere from fifteen to ninety minutes away. For Bolton Hill parents, shopping for schools before their child turns five is an agonizing process complicated by a wide variety of practical concerns, moral and political values, and social aspirations. The stakes are high, sometimes pitting dearly held convictions about the value of public school in a democracy against the intense fear of not doing right by a child. One’s choice is closely monitored in this small community, and judged accordingly.

Pounding the pavement

Much of the pressure on Sara S. and other parents comes from Bolton Hill resident John Lau. The ringleader of a campaign to fill the ten kindergarten slots reserved for Bolton Hill kids at Midtown Academy, John lives with wife Iris and daughter Hannah just a few blocks away from both Sara and Bolton Hill Nursery. The upright piano and violin in the corner of their small living room attest to their interest in playing chamber music with friends. Hannah, one of Marcus’s classmates at the Nursery, has her own little desk in the dining room, on which her current projects are neatly organized.

Till now, Bolton Hill has scorned Midtown, with most of the slots going to residents of Reservoir Hill, a blacker, poorer neighborhood whose children mostly attend Mount Royal, a larger K-8 school of 850 students. (The other ten slots of Midtown’s twenty-person incoming class are reserved for Reservoir Hill; any remaining open spaces are filled by lottery.) Midtown is much newer and smaller that Mount Royal, with only one class in each grade. Since it opened in 1997 with grades kindergarten through third, the school has added one grade a year, and will offer eighth grade starting in the fall. John guesses that the upper grades “are probably 90 percent African American, the lower grades probably 70 percent,” and that kindergarten this fall “could be up to 50-50” if the mostly white parents in Bolton Hill follow through on their promises to enroll their kids. “The school’s trying to diversify, but no one wants to be the first,” he says.

John, who first experienced American public schooling when he immigrated to Tennessee from China at age fourteen, is determined to change Bolton Hill’s under-utilization of Midtown. It was he who convinced Iris, who came to America from China only when she was ready to get her MBA, that public school could be valuable. “I think a little adversity is good for kids,” he explains. “I would like for Hannah to be able to see that there are people struggling, that life is not just everything given to you, and appreciate what she has, and that she has to work for it.” He also thinks Bolton Hill’s kids and their well-educated, well-off parents are the key to the school’s success. “I would say that maybe half of the reason [we’re sending Hannah there] is because…we want to see the school succeed.”

The dream of a neighborhood school

John’s optimism seems shared at Midtown Academy itself. Principal Diane Isle is stern as she passes a few stragglers stepping out of line on their way to art class, but her overall effect is that of a determined and enthusiastic cheerleader. Her purple headband, blue velour jumpsuit, and bouncy blond hair don’t hurt either. She shows off her small building proudly. An art room displays models of Grecian pottery that students are attempting to replicate. An English room sports the sign “The Biggest Sin in Writing is to Be Boring!” Most classrooms have at least two adults, twenty-two or fewer kids, and a surprising amount of one-on-one instruction. Part of the explanation is that Midtown has excellent relationships with teacher training programs in the city and benefits from a core of interns. Isle actively courts Bolton Hill parents and knows that a high teacher-to-pupil ratio is a strong selling point. And Midtown, like all schools in Baltimore, is focused on raising its Maryland State Performance Assessment Program (MSPAP) scores. This year the school did well, averaging 41.9 (the goal is an average score of 70 out of 100), nearly twice the average for the rest of Baltimore City’s public schools.

Midtown’s ninety-hour-per-year parent volunteer requirement also virtually ensures that high-powered parents will be directly involved in maintaining the school. At the same time, this requirement may put pressure on poorer, less available families to either shape up or ship out. But for now, the main problem is a lack of space. They’ve been efficient with what they have — their physical education program, for example, is focused around Tae Kwon Do taught in the cafeteria. However they desperately want to expand and are being hampered by some resistance in the neighborhood, primarily from nearby residents who don’t appreciate the sounds of children getting out of school.

But for John, a neighborhood school — noise and all — complements his vision of an ideal city life. He has been in Bolton Hill for six years and describes it as “real community that you can’t find anywhere else.” He imagines the suburbs as a place where “you just drive up and your garage door opens, you pull your car in and the garage door closes, the TV turns on and that’s the end of the day.” So John carries out his campaign, whether at the local swimming club or at the Hidden Bean, the local corner coffee shop. Because there are only ten slots, assigned by lottery, John jokes about being too successful in his efforts to convince other Bolton Hill parents to give Midtown a try. “It’s ironic that we’re now thinking that maybe we should apply to private schools as a back up,” he says, but finishes with a genuine “but that’s good!”

Although Mount Royal is also a neighborhood school only two blocks away from the Lau family, they aren’t considering the predominantly black school, not even as a back up. If Hannah’s “the only person of only one race then she may not feel too comfortable,” says John. “Just to be honest.”

Opting out of the ‘experiment’

WHERE TO NEXT? While their parents contemplate the next step, students get to work at Bolton Hill Nursery school. (Nicole Leistikow)

Sara S. has a smiling brown face and doesn’t hesitate to voice her opinions. An attorney for the state of Maryland, she calls herself “an older mom” at age forty-six, is well-established in her career, and is dedicated to driving Marcus to extracurricular activities such as gymnastics (though she wishes Marcus’s dad would do some of the chauffeuring as well). Her kitchen has been taken over by Marcus, who is building extensive highways for his Hot Wheels out of masking tape. Both the kitchen and the dining room feature elaborate collections of his artwork, toys, and projects. There is a comfortable messiness about the place, a feeling that one could begin a special project, and others would respect it, even if it got in the way, as much as practicality allowed.

In a recent conference with Marcus’s teacher at Bolton Hill Nursery, Sara learned that her son sometimes “refuses to speak in circle time,” an evaluation that has furthered her resolve to consider a private school. “[Marcus] is not pushy,” she explains, “so if someone gets in front of him, most of the time that person can get in front of him.” She was frustrated watching one of his Saturday gymnastics classes. “My kid was constantly overlooked in a class of eleven because he’s quiet and no trouble,” she says, citing “inexperienced teachers” who spent all their time wrangling ill-behaved children back into line. Marcus, Sara says, missed one turn on the rings, one turn on the trampoline, and two turns doing somersaults.

She believes that the small class size and higher teacher retention rate of a private school will be best for her son’s personality, and she seems to relish having the option of sending her son to prestigious McDonogh, the $14,000-a-year private school that’s their number one choice. McDonogh’s campus emulates a university’s, with a separate library and an indoor swimming pool. Sara’s own educational experience was “in an insolated, lower middle-class African American environment. Up until the time I was a teenager I don’t think I ever had, except for in youth orchestra, any regular contact outside of the black community in D.C.” She’s glad Marcus is growing up in a more diverse, more “realistic” setting.

Midtown Academy is Marcus’s parents’ number three choice, after the private Grace and St. Peter’s. Sara was insulted when a white colleague, who had struggled to send her own kids to private Roland Park Country Day, advised her to check out Midtown. Seeing her associate’s suggestion “as some kind of classist-slash-racist statement,” she resented the assumption that because she is black, she doesn’t have the resources to send Marcus to a private school. “She has two girls that she had to raise by herself, but she struggled to send them to a private school,” says Sara of her co-worker. “She stretched it, but I should just settle for this public school? She’s never been and she knows nothing about it, except for what she’s read.” The ability to consider a private school signifies an important advantage to Sara, especially in this city. Even if Midtown were “the number one [public] school in Baltimore City,” she says, “I still would have concerns and still would consider sending him somewhere that I thought he’d be a little bit more protected.”

Sara echoes the refrain of many parents when she says, “I don’t want to experiment with my child.” Though she is in favor of public schooling in general, and although Midtown offers many advantages that Mount Royal does not, it hasn’t been around long enough for Sara to see it as reliable. And she resents pressure from people in the neighborhood “who feel this experiment is the right thing to do, supporting the public school system, and if you don’t do that, you’re doing something that is not the right thing to do, as in wrong, as in politically incorrect and maybe morally also.”

Although Sara has a friend in the school system who told her not to overlook Mount Royal because of its strong reputation and high standardized test scores, she did not seriously consider it for Marcus. She echoes the sentiments of many Bolton Hillers when she says, “I have seen the kids coming back and forth from Mount Royal and I haven’t been particularly impressed with their behavior in public.” Because of resident complaints that the students litter and are rowdy, the school developed a “character education program” and stationed volunteers at problem intersections to supervise children’s behavior on their way to and from school. Despite these efforts, relations with the neighborhood remain somewhat strained.

The school on the wrong side of the street

ON THE OTHER SIDE OF THE NEIGHBORHOOD”: Students on their way to Mount Royal Elementary in Bolton Hill, a Baltimore neighborhood. (Nicole Leistikow)

Few Bolton Hill parents bring up the topic of Mount Royal voluntarily, or can boast of having actually set foot inside the building. And though the school is only a block away from Midtown, one woman located Mount Royal “on the other side of the neighborhood.” It may have been a slip of the tongue, but others also exaggerate the geographic distance of the school. Indeed, there is a cultural and class distance between Bolton Hill and Mount Royal, and that may be what many in the neighborhood unconsciously perceive.

Mount Royal principal Mark Frankel actually isn’t much interested in why Bolton Hill parents, as a rule of thumb, do not even consider Mount Royal as an option. Frankel, in his early fifties, is short and dapper, and looks more like a winning lawyer in his suit and glasses than an elementary school principal. His humor and charm serve him well, because he doesn’t mince words. He is blunt in his surmises about Bolton Hill’s lack of interest in Mount Royal, which he says is 99.8 percent African American. “I think parents want their kids to be with children like them,” he says. “Certain schools are better calling cards.” In Frankel’s ideal world, the main determinant in school choice should be high standards.

And Mount Royal’s high standards have delivered. The school performs in the top 5 percent of schools receiving Title 1 funds (federal monies for disadvantaged institutions). Though 80 percent of its students receiving free or reduced lunch, the school’s MSPAP scores averaged 38.8 this year and its fifth graders typically score first in the state in math. Classes sizes are eighteen and under in the lower school, and twenty-five in grades six through eight. Linda Eberhart, Baltimore City’s teacher of the year, teaches at Mount Royal and touts the school at every public appearance. And while Frankel’s school has had positive coverage on CNN and NBC, Bolton Hillers still aren’t convinced that there’s a jewel hiding in their midst.

But the stigma of being part of BCPS seems impossible to overcome. Parents like Sara, for example, cite concerns about violence at the school. In fact, Frankel had to fight to retain the school police officer — the expense was deemed unnecessary because no incidents had ever been reported. “We don’t market the school,” says Frankel of Bolton Hill. His decision not to focus on recruiting middle-class parents suggests he sees the effort as a losing battle.

Why don’t Bolton Hill parents, who are enthusiastic about public schooling, see Mount Royal as a brand they can trust? Or even a brand they want to know more about? Cindy Patak, who sent two daughters to Mount Royal and now has one at Midtown, suggests possible answers.

What goes unsaid

Cindy is a youthful-looking city planner in her early forties, with spiky hair and black leather jacket. Over coffee at the Hidden Bean, Cindy sighs in frustration. “I know a lot of people in Bolton Hill couldn’t believe I ever sent my kids to Mount Royal,” she says. “I’m just tired of hearing the same response or lack of response — they stutter and they look to find words that are acceptable. They kind of lament about education in the city of Baltimore as a whole.”

Cindy actually lives outside of Bolton Hill in Union Square, a small enclave of middle-class families situated around a green in SoWeBo (southwest Baltimore), which is otherwise one of the poorest neighborhoods in the city. When she moved there in 1988, Mount Royal was accepting students outside its “zone” to its Gifted and Talented Program (since disbanded). She is satisfied with the education her two daughters, Eleina and Lela, received there, though by the time Lela graduated from eighth grade the school was experiencing some difficulties.

Cindy is adamant about her daughters’ right to a free public education, and did consider Mount Royal once again for her youngest daughter. But by that time, getting in from outside the neighborhood was virtually impossible. She is glad that seven-year-old Alicia is in second grade at Midtown, which may not be admitting kids outside the neighborhood this year if Bolton Hill fills up its ten slots. Although Bolton Hill’s previous reluctance to try Midtown may have benefited Alicia, Cindy is critical about neighborhood attitudes. “A lot of parents from Bolton Hill Nursery did not send their kids to Midtown, and while they used a lot of other words for it, I think a lot did have to do with race,” she says. “Everyone talked about how great [the school] was, and what a great idea,” but when it came down to it, only two children followed Alicia to Midtown from nursery school.

Yet Cindy, who is white, is more comfortable with Alicia, whose father is African American, at the more diverse Midtown. She feels Lela and Eleina, who are half Moroccan, may have suffered from an attitude at Mount Royal, typical in Baltimore, that insists on dividing people into black and white categories that don’t always apply. Midtown is more diverse, more bi-racial, and more open. This openness may be what is changing the minds of so many parents in Bolton Hill — parents who have been skittish about choosing a predominately black school for their children — for the first time this year. Midtown offers a convenient compromise.

A new year, a new class, a New School

Next fall, a new kindergarten class will enter Midtown Academy. And even if Bolton Hillers renege on their promises to attend, at least Midtown was in the running. Mount Royal was not. Despite high test scores, a strong reputation, and a principal who excels in obtaining resources, it is seen by many as simply a poor black school — and therefore, quite simply, not a choice. Unfazed, Mark Frankel is focused on serving his majority poor, majority black children and their parents. He does not intend to address middle-class fears, or to change his school’s image to something more attractive to Bolton Hill parents.

Midtown’s success in shaping itself into something more alternative and fashionable is a result of its ability to distinguish and distance itself from traditional public schools like Mount Royal — racially, culturally, and academically. Midtown Academy shows that middle-class parents will come back to the public school system, but only if courted appropriately. In that sense, the experiment has been a success. But for other public schools, it seems, all the work in the world may not change the minds of the middle class.

In the meantime, acceptance letters were mailed out last week. At least twelve Bolton Hill families — a record number — applied to Midtown Academy. For the first time in its history, the school’s Bolton Hill slots are filled, and some families had to be turned down. John Lau describes the competition this year as a “180 degree turn” from last year, when only two Bolton Hill kids enrolled. Hannah Lau was accepted, and her father will find out in the fall if his vision of a neighborhood school is shared.”

Inmate ibn Kenyatta stares out the window of his prison.

Freedom, Deferred

Best of In The Fray 2002. Ibn Kenyatta is a writer and artist—and a perpetual prisoner.

ibn Kenyatta writing
Prisoner with conscience. Ibn Kenyatta, a celebrated writer and artist, has been imprisoned since 1974 for the attempted murder of a police officer. Kenyatta maintains that he is innocent of the crime and has repeatedly and publicly refused parole since he was first eligible in 1988. This photo was taken in 1977 at the prison school of Green Haven Correctional Facility in Stormville, New York. Peter Sinclair

spirit: the first step

take heart.   don’t be fool’d.
don’t seek after the seemin’ly easy
way out.
being onese’f is conscious hard
work.   life is still gooddd.
Even tho there are people who
try to make thangs awfully bad.
but after the deluge, the sun
always shines.
and trouble, lahk water,
also moves on.

—ibn Kenyatta

The prison system of the State of New York has a website entitled Inmate Population Information Search.” By entering the name ibn Kenyatta, I can confirm that he resides at Fishkill Correctional Facility in Beacon, New York, that his prison number is “74A3701,” and that he was born on November 1, 1945. I can confirm that he’s black and that he was convicted of attempted murder in 1974.

If I were to add to the state’s database, I would say that ibn Kenyatta is one of the few prisoners in the United States who repeatedly and publicly refuse parole. I would add that he’s also a writer whose essays and poetry have been published in several anthologies and Harper’s Magazine. He has won a PEN prize for prison writing. His charcoal and pencil works have won acclaim at exhibitions in New York State. He renamed himself years before his incarceration, for African revolutionary leader Jomo Kenyatta and the Rev. Charles Kenyatta, the Harlem street orator. He met his fiancée, Safiya Bandele, in 1969. She has visited him throughout his incarceration.

Yet this broad sweep of facts barely addresses the complexity of the man, nor the standoff that has developed between the State of New York and a single prisoner. His continued parole refusals come at a time when state governments across the nation have enacted stringent get-tough policies to keep inmates behind bars longer and reduce or even eliminate parole. Kenyatta’s message has become perplexing to some and incomprehensible to others.

On January 29, 1974, Kenyatta jumped a New York City subway turnstile and soon found himself in a fight with a transit police officer. It was a time of great hostility between African Americans and the city’s police force, and for what easily could have been a matter of assault—both the officer and Kenyatta were slightly injured—Kenyatta was charged, and convicted, of attempted murder. Ever since then, Kenyatta has been protesting his conviction, maintaining that the officer attacked first and he only fought back in self-defense. He has been eligible for parole since January 24, 1988, and has nearly twice served the fifteen-year minimum of his fifteen-to-life sentence. But he has repeatedly refused to attend parole hearings and makes it clear that he is outright refusing to deal with any aspect of the parole system.

Few understand why Kenyatta refuses parole. Some suggest he must be mentally unbalanced. Kenyatta counters that he is compelled to take this stand because he is innocent of the crime for which he was convicted. To accept parole carries an inherent admission of guilt, Kenyatta says; the only way he will leave prison is unconditionally, with no admission of guilt. (Such a response by a prisoner is “rare,” says New York State Parole Spokesman Tom Grant, who adds that parole commissioners do not determine innocence or guilt—they assume that the inmate has already been found guilty.)

Kenyatta’s protest has brought him close to death. The New York State prisoner database doesn’t mention that Kenyatta won more than a million dollars in a suit against the State of New York’s Department of Correctional Services in 2001, for the state’s medical “failure to treat.” In December of 1994, Kenyatta developed a bladder infection, which went untreated and progressed to renal failure. He was hospitalized, and is permanently disabled. He must self-catheterize several times each day. Two-thirds of the settlement monies are established in a trust for his medical care following his release from prison. If he dies in prison, the state saves a considerable amount of money.

In November of 2002, ibn Kenyatta is scheduled to once again appear before the state parole board. Although he will again refuse to appear, the parole board will act as if he stood before them and the commissioners are again expected to render their parole decision: “Parole denied due to the nature of the crime.” The board will likely give the date for his next parole board appearance as November 2004. (Even if he decided to request parole at his hearing this November, the answer might well be the same. Under the Pataki administration, lifers or those convicted of violent crimes are routinely denied parole. But had Kenyatta requested parole in 1988, when he was first eligible—and when Mario Cuomo was governor—he would have had a better chance of obtaining it.)

Like many of Kenyatta’s friends, I sometimes held his parole refusal position at arm’s length. I didn’t fully understand why anyone would choose to remain confined when he merely had to tell parole officials what they wanted to hear. This was precisely the point, Kenyatta would explain. In his view, a social system like parole rewards dishonesty and crushes the individual expression of integrity. He chose parole refusal, not merely to make a point about his own case, but also to raise broader social issues.

Today, the situation remains at a standstill. Now and again attention is paid–there was an article in the Village Voice in the 1990s, and two documentaries have told Kenyatta and Bandele’s story. Money from the court settlement will be used to establish a production company, which will showcase Kenyatta’s art and writing.

Last year Kenyatta and Bandele worked closely to draft a will. They contacted me to request that I serve as literary executor if he were to die in prison.

Over the years that Kenyatta has fought his one-man battle, the New York State prison system has only grown, locking more people up and holding them for ever longer sentences. The total number of prisoners in New York State is 70,000 and climbing. When I first met ibn Kenyatta in Green Haven prison twenty-five years ago, he was one of only 15,000.

Prison wall
Unsafe haven. Green Haven Correctional Facility, circa 1977. When ibn Kenyatta resided here, Green Haven was the home of New York’s electric chair. People would say that the streaks on the top of these walls were “tears.” Marguerite Kearns

Kenyatta’s Kind of Crazy

How’d you hear about the Communications Workshop?” I asked the tall, thin man behind me, sitting apart from the group. He shifted in his seat and stared out the window beyond me for a second before focusing on my question.

It was spring of 1977. I was teaching communication skills in the prison school at Green Haven Correctional Facility in Stormville, New York, an adjunct to my job as a reporter and editor at the Woodstock Times, a community weekly in the Hudson Valley. On most Fridays we worked on projects—this day it was the prison newspaper.

Every week at least a half-dozen new prisoners visited to consider participation. This man was one of this week’s newcomers. He seemed different from the rest. Most other prisoners who participated in the prison workshop wore bright or colorful shirts with their green state pants. This inmate had the regulation prison white shirt and a full Afro haircut packed close to his head. His eyes shifted away from me, toward the door, as if prepared to bolt at any second.

“I’m someone who checks out these prison programs to see if they’re any good,” the prisoner replied.

“But who are you?” I asked.

“Ah black man,” he replied.

“I know,” I told him, swallowing hard.

“You don’t know,” he answered firmly.

I couldn’t figure out where to take the conversation next, so I also glanced out the window. There wasn’t much in the immediate vicinity that wasn’t institution gray.

“My name’s Kenyatta,” the prisoner finally admitted. “I’m here at Green Haven on the road through life. Most recently by way of Attica.” Any mention of the prison at Attica back then inevitably drew a hush over the room. The notorious rebellion there in 1971 claimed forty-three lives and was in large part responsible for the fact that programs like the communications workshop existed in Green Haven’s prison school. The post-Attica era was an era of hope, grounded in an optimistic vision that crime stemmed from social conditions and “rehabilitation” was not only possible, but it had never been given a decent chance.

But the relaxation of discipline at Green Haven after the Attica rebellion had other, less positive consequences. Approximately 80 percent of the prison’s correctional officers had less than two years of on-the-job experience. Morale was low. The institution was believed to be unstable on both sides of the bars. The state transferred almost as many prisoners into Green Haven back then as it transferred them out to prison facilities around the state. Kenyatta’s transfer to Green Haven was part of this policy.

I spoke to this visiting prisoner about the work of the Communications Workshop, just enough so I didn’t feel as awkward as before. Then, almost in passing, I added, “I live in Woodstock.”

“I suspected you’se were nuts,” he replied.

I raised my eyebrows. “It depends on your perspective, I guess,” I replied. He wasn’t the first person to confuse the town of Woodstock, in Ulster County across the Hudson River from Green Haven, with the 1969 music festival. I wasn’t in a mood for explanations, so I gathered up my papers and attempted to move on to the next activity.

“You know what I mean,” Kenyatta said. “My kinda crazy. You’re crazy, and I’m off the wall to be here at Green Haven after Attica.”

I would discover later that this man always said precisely what was on his mind, without hesitation.

“You’re just learnin about the whys and wherefores of these cagelands. You’ll find out,” he went on.

“Was Attica different?” I asked.

“Are you for real?” Kenyatta responded, as if peering at me from behind a wall. It was as if he used a pair of invisible binoculars and occasionally he squinted to adjust the focus.

“I’m asking you about prisons because I want to know. Be patient. I’m relatively new behind these walls.” It was true. I was young. But it was the innocence and idealism of my youth that helped me get beyond my insecurity about being a white person in a room filled with brown and black faces.

“I’m not tellin you anything when I say all state joints are breedin grounds for rebellion. All them big jails got Orange Crush teams—two-legged mutts wearin orange suits, plastic masks, carryin clubs and guns, with four-legged dogs on leashes, all the time invadin the prisons—tearin up shit. Beatin and terrorizin prisoners.”

I’d seen them and smelled fear in the air on several occasions as the CERT squads rolled through Green Haven’s hallways. Many prisoners called them “goon squads.”

“Is Green Haven an improvement?” I asked.

“This place blew me away. Attica is/was racist, so somethin was always happenin. Green Haven is somethin else entirely. Wide open. Wild. Uptown Saturday night. Riker’s Island moved upstate. I could hardly b’lieve my eyes and ears with all the bedlam and excesses I found my first few weeks here. After Attica, I wasn’t prepared for the madness of ‘The Hav’.”

“Are you saying it’s a pleasant place to be?”

“That’s not what I’m sayin.”

“How long have you been here?”

“Since last September.”

“So tell me more about Attica,” I continued, my reporter nature getting the best of me.

“Uptight. Low-down. I was in D-Block—you know. The infamous D-Block of the Attica massacre. Good thing I got there four years after it was over, or I’d probably be dead now. Didn’t have an easy time at Attica. Just came off ah protest strike right before my transfer to Green Haven. Supportin the ‘good time’ bill in the legislature and airin a list of grievances. The joint was always being locked down for three days to ah week or more for shakedowns so the Orange Crush could come in and search n destroy. We’d wake up at 2:30 a.m. with the sounds of all hell breakin loose.”

“Glad you’re here, huh?”

“This may sound peculiar, but I didn’t wanna leave Attica.”

I’d heard this perspective before. Many prisoners believed the predictability of institutions such as Attica were preferable to the loose-one-day, tight-the-next, unpredictability of Green Haven.

“There’s good programs here at Green Haven, despite the disorganization,” Kenyatta added. He explained that prior to Attica, prisoners were never allowed to design, organize, and teach themselves anything, let alone something with the radical potential of communication.

“You probably can’t see it as clear as I can, since you haven’t been locked up as long as the rest of us,” Kenyatta noted, and then he smiled. As Kenyatta spoke, he had moved his chair closer toward mine. I didn’t notice it at first. Increments of a half-inch bridged the distance until he faced me directly and spoke as if we were the only people in the room. He lowered his voice and its tone became more intense.

“You know and I know the Haven is the hub for most of the political action goin down by prisoners all over the state. So there’s overwhelmin negative activities and tremendously positive elements counteractin in ways that give this place a wild, political, unique flavor.”

“Sounds to me like you’re the nutty one for wanting to stay at Attica.”

“It took me forever, but I finally got my respect there. I established myse’f as not being their average inmate. It ain’t easy startin over—dancin from the bars into one fantasy dream or another.

“Check out the relative freedom at Green Haven compared to Attica,” he noted. “There, all movement is rigidly controlled. Here, there aren’t many gates in the corridors. The heavy gate is where y’all enter the prison to git to the blocks and where we go for the visits—A and B Corridors. When I got here, I’d leave E-Block and carry on all over Green Haven without being stopped or challenged by a guard, and ah lotta times I didn’t even have to show ah pass at the electric gate by the package room. I’d just appear, and the guard would buzz me in one side. I’d go into the package room area, come back out, and be buzzed through the gate to the other side and return to E-Block. I often got ‘lost,’ kinda, during my first week or two here.”

“Freedom is relative, isn’t it? Still feelin’ lost?”

“I’m a runnin man. Runnin from this and that. You’re runnin too. I can tell.”

Of course, he was right.

One Jumped Turnstile, Two Trials, and Many Long Years

When you spend time inside a prison, you quickly discover that it’s not polite to ask directly about a prisoner’s crimes. Kenyatta wasn’t shy in this regard, however, and anyone who demonstrated even a vague interest would hear about not only the crime that landed him behind bars, but also his views about race and social policy in the United States.

In 1974, ibn Kenyatta was twenty-eight, a young man steeped in the Black Power movement. He was determined to share the plight of African Americans with the world, and so he became a writer, working odd jobs in New York to support himself. At the time of his arrest, he had produced thousands of pages of an autobiography in addition to essays on “The Black Condition” and a volume of poetry entitled Requiem for a Black Dog.

There were no telling indicators that this particular young man might end up in state prison. Then, on January 24, 1974, he slipped through a New York City subway turnstile without paying the 35-cent fare. A transit police officer approached Kenyatta, who said he had paid the fare. In the argument that ensued, the officer grabbed Kenyatta’s arm and they fought. Kenyatta was unarmed. He claims the officer beat and shot him, after which Kenyatta took one of the officer’s guns and returned fire.

The scuffle and shootout left the transit officer and Kenyatta with minor injuries. (A scar is still visible today on Kenyatta’s forehead where the officer hit him with a billy club.) Interestingly, the arresting officer who booked Kenyatta wrote down “assault.” But the charge was later ratcheted up to attempted murder: It was the seventies, and the country’s law enforcement establishment, decrying the “war on cops,” was out for blood.

During two trials Kenyatta maintained that he had been attacked and had only acted in self-defense. The officer insisted that the young man had first assaulted him, and that he was the one who had been defending himself.

Kenyatta chose not to participate in the criminal proceedings right from the start, convinced the trial would be stacked against him. When the judge insisted he appear in the courtroom, he arrived wearing pajamas. He told the judge, “This is a hypocritical, racist, corrupt, and unjust system that has endured nothing but misabusing and misusing the people of this country.” He refused to give authorities any information about himself except his name, ibn Kenyatta, which could not be confirmed since he had chosen it years earlier.

The first trial ended in a hung jury. Kenyatta’s legal counsel was of the opinion that the second trial’s jurors wouldn’t have been able to agree if the judge had not insisted they continue deliberations. The trial transcript suggests some members of the jury believed the charge of attempted murder was too harsh, and that a lesser charge of assault would have been more appropriate. Kenyatta was sentenced to twenty-one years to life for the attempted murder of a law enforcement officer. Years later on appeal, a judge reduced the sentence to fifteen years to life, as the defendant had not been in trouble previously with the law.

History, Herstory

When ibn Kenyatta introduced me to his “woman friend” Safiya Bandele in the visiting room that summer of 1977, it was like most everything I have come to know about the pair—utterly unpredictable. When the tall, beautiful woman rose from her chair and embraced me, I was stunned. I’d never witnessed a black woman embracing a white woman behind Green Haven’s thirty-foot walls. They called me “Sister,” and over the years their letters to me have always been addressed to “Sister Marguerite.”

Here are the facts on Safiya Bandele: She and Kenyatta met in 1969. She coordinated his defense committee for his two trials. Today, she is director of the Women’s Center at Medgar Evers College in Brooklyn. She is well-respected in New York City as a community activist, an advocate for women’s issues, and frequent commentator on the criminal justice system. She and Kenyatta are now planning to marry.

Through visits and letters, I learned even more about this extraordinary couple. Kenyatta was born in rural Alabama in the countryside outside Mobile, one of eleven children born to Emma Lee. He never knew his father, and never heard him referenced. He was named “Class Artist” when he graduated from high school. Shortly after, his mother died, and Kenyatta joined his older sister and her family in Harlem. He began to write and seriously study African American history. He was living with his high school sweetheart when he met Bandele.

Over the years I also told Safiya and Kenyatta about myself. I was active in the civil rights movement of the 1960s, and earned my badge of honor—an arrest record—at demonstrations. An eleventh-generation American from Philadelphia, I have Quaker ancestors on both sides of my family who served as conductors on the Underground Railroad. For a good part of my life, I lived under the assumption that my hands were clean of any stain of slavery.

Then, when I was researching my genealogy in the 1980s, I came across an inventory from the early 1700s, which listed the possessions of one of my ancestors after death. Listed along with farm livestock, tools, and other possessions was “one negro man.” It seems that even among the Quakers—a group that would later play a vital role in the abolitionist movement—there were some who held slaves.

I told ibn Kenyatta about this in a letter. He was surprisingly lighthearted about my discovery, suggesting that he might be the living spirit of this “one negro man,” who in my life would personally represent the issues of the African American experience in these United States.

By then, I was used to unexpected twists and turns in the story of ibn Kenyatta and Safiya Bandele. So I shouldn’t have been surprised when Kenyatta first told me that he had decided to refuse parole.

ibn Kenyatta staring out the window of the prison
Inmate ibn Kenyatta stares out the window of his prison.

The Right of Refusal

New York state prisoner ibn Kenyatta has served time under three governors—Hugh Carey, Mario Cuomo, and George Pataki. For nearly three decades, he has been a witness to their legacies as writ in the state prison system. Kenyatta has seen the total number of prisoners in New York state grow from 15,000 to over 70,000. He has watched as new get tough” policies reverberated through the prison system. Fixed sentences, rarely invoked compassionate release laws, and a mandate to grant parole only sparingly mean that, though crime in the state has dropped dramatically, prison population growth has more than made up for the decline in new recruits. That means more prisoners are dying behind bars than ever before.

Also while Kenyatta was behind bars, prisons became big business in New York. In 1988, the state spent twice as much on higher education than on prisons. In 1999, prisons came out $100 million ahead. Some critics of the state’s “prison industrial complex” fear that, as a key component of the state’s economy, prison bloat has come to stay. Others even suggest that the state’s criminal justice policies encourage populous prisons for other reasons—like the thousands of jobs busy facilities bring to economically depressed areas. The inmates of the Mid-Hudson Valley’s “prison belt,” say critics, lie perilously close to the surface of the region’s economy and the awareness of any who care to look closely.

Kenyatta simply doesn’t fit into the current scenario. He has refused parole since he became eligible in 1988, as he will not accept the assumption of guilt that accompanies it. At a time when inmates are far more likely to protest the rarity with which the state parole board releases prisoners, Kenyatta flatly refuses a privilege for which many are fighting. His message of parole refusal is one few people—fellow prisoners and parole officials alike—want to hear. And his protest has been largely drowned out by the persistent drumbeat of political rhetoric that grows louder as the prisons grow larger.

Though Kenyatta, who is fifty-six, keeps a low profile at Fishkill Correctional Facility in Beacon, New York, his writings and art work shake the perspectives of many who encounter him. And both supporters and detractors recognize one basic fact about the man, even if they don’t agree with him. He is standing up for what he believes is right. He has chosen to label himself a “U.S. Constitution Slave,” in reference to the Thirteenth Amendment: “Neither slavery nor involuntary servitude, except as a punishment for crime whereof the party shall have been duly convicted, shall exist within the United States, or any place subject to their jurisdiction.”

Kenyatta believes imprisonment is slavery redefined for the twenty-first century. In its latest American incarnation, he says, slavery has manifested as the highest incarceration rate on Earth. The United States boasts 5 percent of the planet’s population and one-quarter of its prisoners. Many young people of color are given an unacceptable choice: a lifetime of poverty, or a lifetime of crime (with prison a likely outcome). He refers to correctional facilities as “Prison Plantations.” And these plantations, he says, are “no longer just black and no longer just male.” There are also “whites, Latinos, blacks, women, children, old people, all of them locked up.”

For Kenyatta, parole requires an act of ultimate submission: the admission of guilt. Kenyatta maintains that he is not guilty of attempting to murder a law enforcement officer in 1974. He insists that he acted in self-defense. He accepts the possibility that continuing to deny any guilt may mean dying in prison. Several years ago, it almost did. His brush with substandard prison healthcare in 1994 won him more than $1 million in damages, and permanent disability.

Even death in prison is a divisive subject in New York. Despite the existence of a compassionate release program, the death rate in the state’s prisons is much higher than that of most other states. Between 1992 and 1998, only 215 of more than 2,000 who died in custody were released for medical reasons, suggesting that these laws are not invoked as often as they could be. Critics assert that medical parole remains a political, not humanitarian, issue.

Parole of any sort is first and foremost a moral issue for Kenyatta. “Some people would try and convince me it’s in my best interest to say I’m guilty when I’m not and accept parole,” he writes. “But getting out in the streets is not freedom to me. My burden is that of being black. And when I thought of the fact we are born dying, it hurt me for such a long time. I felt betrayed. But there is no escape. We’re not going to live but for so long and I’ve come to terms with this. I’ve realized my life and death can be used in the service of making a point about life in general and specifically about life here on the Prison Plantation. I love life, but everyone I know dies. I won’t be an exception to the rule, but I have a choice. Yes, my journey is perilous. But I’m on loan to the struggle. It’s my destiny to dance this particular dance.”

Relatively few have heard about this prisoner’s unusual stance. He has been dismissed as unrealistic, a dreamer, a self-appointed martyr marching to the beat of a different drummer. Responds Kenyatta: “Maybe that’s true, but I like the drummer I hear. We’re in tune and have perfect rhythm. If others don’t hear my drummer, at least maybe they can hear their own.”

His Life, and His Life Sentence

It was late afternoon when I laid my head to rest against the seat on the train headed toward New York’s Grand Central Station. I’d just spent six hours with Kenyatta, on my first visit in years. It was mid-February of 2002, twenty-five years after I first met Kenyatta at Green Haven’s prison school, and his fiancée, Safiya Bandele, shortly thereafter. The sun was setting over the Hudson as I reviewed not only the day but also the long years of knowing Kenyatta and Bandele. I had witnessed their struggle from afar, and here I was back again, passing through the Hudson Valley landscape I’d loved but hadn’t enjoyed like this for years, rolling on the rails south to the city.

Bare trees streaked by the train window as I was carried past marinas, warehouses, and people waiting at stations. Back at the prison, time had stood still. Even Kenyatta appeared in a perpetual state of waiting.

When Kenyatta first told me about his decision to refuse parole, I knew better than to argue. It was his life, and his life sentence, after all. I said something like, “I suppose you know what you’re doing.” Soon thereafter, I recall remarking in jest to a friend that Kenyatta had the most unusual freedom committee requirements I’d ever encountered. There were no letters to write in support of his release from prison, no public officials to convince. My participation was simple. I didn’t have to do a thing.

In 1988, when Kenyatta was first eligible for supervised freedom, he made it clear he wasn’t interested in cooperating, stating his intent to the parole board chairman. Kenyatta wished to be unconditionally released to the African American community in New York, from whence he came and to which he intended to return and make a significant contribution. He made it clear that he would leave prison on his terms, not theirs.

Then came the year from hell, 1994. Kenyatta fell ill. At the same time, he was scheduled to appear before the parole board, and had declined to cooperate. A guard cited him for refusing a direct order to leave the cellblock and report to the parole board. Kenyatta argued that parole was a privilege and therefore not mandatory, but that didn’t prevent him from spending two days in solitary confinement—a.k.a “the box,” “the hole,” or “segregation.” Bandele and a group of close friends in New York bombarded the warden’s office with phone calls. Kenyatta was removed from “the box,” but the calling campaign continued until he was finally sent to a hospital ten days later.

Bandele’s wrenching account of Kenyatta’s illness describes a man within days of death. Yet he showed no signs of retreating from his parole refusal position. More than one person in Kenyatta and Bandele’s circle of acquaintances dropped their support of what they considered a crazy position. Some hung on. “I don’t like to speak about Kenyatta refusing parole,” says friend and former inmate Trevis “Spiritwalker” Smith. “Not because he’s wrong, but because my place is to be his brother and support him, no matter what choices he makes. He believes in something. So many people don’t believe in anything.”

In 1999, Kenyatta finally appeared before the state parole commissioners—but only to explain why he continued to refuse parole. He wasn’t permitted to read the formal statement he’d constructed. He left with no resolution. His next parole hearing is in November 2002.

Drawing of two eyes
“When he saw the eyes on the wall, he jumped back.” Former inmates said Kenyatta’s artwork had the power to inspire—or startle.

‘Sit Up Straight and Exercise’

Fishkill Correctional Facility in Beacon is housed in the same buildings as the former Matteawan State Hospital, an asylum for the criminally insane. The place conjures images of old brick buildings, straitjackets and shrieks, tranquilizers, shock therapy, and confinement in dark holes from which there is little likelihood of return to the ordinary world. It is a crazy man’s world.

The accoutrements of insanity are long gone, and Fishkill looks like any other prison. Some of the inmates here, however, leave touched with a certain kind of crazy that the prison can’t suppress—Kenyatta’s kind of crazy. Though his influence over the prison system remains frustratingly insubstantial, the effect he’s had on the lives of individuals—directly and through the telling and retelling of his story—are not. “Among people on the inside who are conscious,” says Smith. “Kenyatta is a hero. I am among the people he has taught. He leads through action and life experience.”

Former inmate Vernon “Giz” Giscombe was searching for what he wanted to be—when he met Kenyatta. Giscombe had just taken a class in commercial art at the prison, and his teacher had forced him to enter a piece of his work in a prison art contest. “I did,” he says, “and the piece was stolen by some officers. I was thrilled, almost as if it had been sold.” One day Kenyatta walked by Giscombe’s cell, checked out his work, and told him, “You need to stop playing and apply yourself.” Every night thereafter, Kenyatta gave Giscombe feedback. He in turn watched Kenyatta’s progress on a self-portrait, of his eyes. “One day an officer walked by who hadn’t been on the block before,” says Giscombe. “When he saw the eyes on the wall, he jumped back. That’s how real they looked. I could literally see his hair stand up on end.”

“I thought about who he was and what his art meant and somewhere along the line, I just took off in my art. After I learned more about him, it hit me how he’d lost everything but he’d lost nothing. He taught me how to turn the negative into positive. He never told me what to do, only he’d talk about what was going on, in the present. After I got out, I continued working with art and now I’m a teacher at an after-school center. I use art and sports to identify with kids—forty-two of them. Of that total, thirty-two are fatherless—in prison, dead, or strung out on drugs. I use art work with them, in the same way Kenyatta taught me.

“His example always fascinated me inside the walls. I just couldn’t keep myself from examining who he was and what he was doing,” says Giscombe. “He never lifted weights in the prison yard like a lot of the guys. But I watched him, lift his leg vertical and stretch. And then one of the other guys in the yard told a story about him—some guy who was at Attica with Kenyatta. He told me about how there had been two short poles in the outside prison yard. They had no obvious use and had been there a long time.

“Kenyatta figured out how to do seventy-five exercises with those two poles. He’d go outside and just work on the exercises he made up. Then one day some officers took the poles away. Kenyatta asked why and the guys in the yard speculated it was because he’d found a positive use for them. That story stuck with me, like the story of the eyes. It was another example of making something positive out of what was available. Through his example I’ve learned how to stand and walk upright, just like I’m teaching the kids. Kenyatta once told me, ‘Sit up straight and exercise.’ Now I walk upright because of knowing ibn Kenyatta.”

Meddling with the Course of the World

The situation as it stands today offers some hope that Kenyatta will be released, though perhaps less hope that he will accept the terms. Bandele has been working with African American politicians like New York Congressman Major Owens to negotiate Kenyatta’s release, and several Brooklyn elected officials have taken an interest. Lennox Hinds, the prominent lawyer who handled Kenyatta’s medical suit, is committed to seeing his client released.

All this is true, says Kenyatta. But there are no assurances, because no mechanism exists for his release that does not involve parole. Even an executive clemency application before the governor isn’t acceptable—clemency is merely a shortening of the sentence in which the prisoner is then handed over to the parole board for supervision. And no New York governor has issued a pardon, which erases guilt, since 1945. Nor does parole guarantee freedom. There is nothing on the other side of the prison door to support the slaves, he says, many of whom are broken and damaged, returning to the streets without jobs and running with hearts full of rage. As for himself, Kenyatta says he wouldn’t be completely honest if he didn’t admit to a small reservoir of bitterness held against the injustices of the world—though he resists it.

“I am like the peasant that the Greek writer Kazantzakis describes, who leaps on the stage to meddle with the course of the world,” says Kenyatta. “I don’t need much to be happy. When I speak to other prisoners, it is in this same spirit—of finding happiness and not hurting other people in the process. As far as me going home is concerned—well, the system can do what the system wants to do. The powers that be—they’re able to do what’s needed. It all depends on how much pressure is applied, whatever is expedient. And some people say that the state is not going to budge because I’m a black man and what I’m asking for—to be returned to the African American community through a process of unconditional release—has never been done before.”

“This doesn’t scare me. This doesn’t depress me. It doesn’t make me feel less energetic, less committed. This situation is much bigger than me.”

Author’s Note: Special thanks to Will, the taxi driver who specializes in delivering people to the Hudson Valley’s prisons, and to the men and women of the New York State Department of Correctional Services who made my visit to ibn Kenyatta possible.

Click here to go to Kenyatta’s letter to Marguerite Kearns.

This article was originally published in two parts, on February 7, 2002, and March 7, 2002.

A mural two blocks south of New Song suggests black/white partnerships within the community, July 2001.

The Most Segregated Hour in America

Best of In The Fray 2001. A look at three churches that worship the multicultural way.

People laughing in front of church
Left to right, Kenny, Rachel, Quinlin, Bonnie, Nicole, and Tim gather outside Faith Christian Fellowship after a Sunday service in July.

In 1968, four days before he was assassinated, Martin Luther King Jr. gave a sermon in which he called eleven o’clock on Sunday morning “the most segregated hour in America.”

Over thirty years later, even the most integration-minded churches still struggle to cross the cultural divides that keep Christians worshipping apart.

Last summer, I spent time among three mixed-race congregations in Baltimore, hoping to understand the challenges that today’s multicultural churches face. Baltimore, it seemed to me, was a good place to look. According to 2000 census estimates, Baltimore is 64 percent black and 31 percent white, with growing populations of Latinos and immigrants—a diverse metropolis, whose friendly atmosphere makes it the most Southern of Northern cities.

I soon found out, however, that the multicultural church movement has more than a few obstacles to overcome here. Many residents today describe Baltimore as a black and white city, not just for its demographics, but also for its history of racial conflict, which still plays out today in segregated neighborhoods, segregated schools, and segregated churches. Mutual suspicions run deep. Riots rocked Baltimore after King’s assassination, accelerating white flight. Renewal programs supported by the city government have rejuvenated areas such as the now-touristy downtown harbor and nearby Fells Point, but have generally failed to improve life in many black neighborhoods.

Three decades after the civil rights movement broke the color line at workplaces and lunch counters, the designation “multicultural” still raises eyebrows in Baltimore’s Christian community. The three congregations I got to know were fighting against this attitude, and were finding, despite all their good intentions, that building a racially diverse church is still no easy matter.

Not a ‘White’ Church

On a summer Sunday morning in Pen-Lucy, a struggling neighborhood on the northeast side of town, two thirty-something women walk down the sidewalk, arms encircling each other’s waists. One is black, the other white. They enter the church’s foyer through a stone archway built long ago, by a wealthier congregation. A tacked-on sign in upbeat, modern type announces the building’s current occupancy by “Faith Christian Fellowship.” The two friends stand in line to fill out nametags before searching for seats in the nearly full sanctuary. The music kicks in, and the multicolored “worship team” leads a gospel rendition of “Like A River Glorious.” The crowd of about 250 begins to respond, as variously as their many shades. Some clap and shake their hips, while others sit calmly nodding their head in time to the drums.

Pastor Stan Long says services weren’t always so inspiring. Visiting Faith in the early 1990s, he found the church “still struggling to get it together.” But he was greeted with change when he visited again, in 1999: “There were a lot more people, a lot more mixed people, the music was clearly more alive.” Long was so impressed that he quit his job as head pastor of a predominantly African American congregation across town to become co-pastor at Faith, which is explicitly multicultural, with an emphasis on racial reconciliation. It was good timing, as the church needed a black leader.

He and Craig Garriott, his white co-pastor, ask to meet with me as a pair. Long, whose curly hair is just beginning to whiten, is genial, quick to talk and laugh at the frustrations of running a multicultural ministry. Garriot’s thinning hair is blond, and he draws out his words, sometimes pausing to peer through his glasses. Both are in their late forties; both have five children. They’ve known each other for twenty years: Long was working for InterVarsity, a national Christian organization that focuses on college students, when he met Garriott, whose college group was doing a summer urban project at Faith. That was 1981; Faith was founded just a year before. But their current partnership is barely two years old. It is part of Faith’s attempt to attract more blacks to what some from the African American community call “a white church.”

Garriott calls the staff of Faith “intentionally diverse.” Indeed, he uses the word “intentional” like a mantra. It explains Faith’s struggles to address racial disparities by carefully monitoring the church’s leadership, worship styles, and even small group demographics. Before they got “intentional,” the church found that the covenant groups were self-segregating along race and class lines. So the church broke up the groups and started over, emphasizing the goals of reconciliation and diversity. Garriott insists there was “no quota system, [no] engineering system.” Now, the groups can no longer be characterized as white intellectual, African American, or blue collar. They’ve achieved a mix of people that’s echoed in the larger congregation—about 30 percent black, 30 percent Asian, and 40 percent white.

Garriott is surprised when Long says that black churches in the neighborhood don’t appreciate Faith’s multiculturalism. “You think they see us as a white church?” he asks.

“There’s no category for multicultural churches,” Long says. Even if a church has both black and white leadership, he explains, the tendency is for the black community to see the white person as the real leader. When sharing the platform with whites, he says, African American leaders are suspect—ingratiating Uncle Toms.

This barrier of historically unequal black/white relationships is why Long is excited to see the middle-class black families who’ve started coming to Faith. “You can’t have a church that’s truly a diverse community where there’s real dignity if the middle-class community is white and the blacks are poor.”

When they bought the current building in 1983, Faith’s founders felt its location on the border of two very different neighborhoods in North Baltimore would provide valuable racial diversity. Long’s concept of “true” diversity has become a concern only more recently. Because the church draws from both prosperous Guilford, near Johns Hopkins University, and distressed Pen-Lucy, examples of economic parity between the races are hard to come by.

In part because of its strong contingent of people from “outside,” the church is still struggling to attract members from the Pen-Lucy community. Faith’s Christian elementary school and sports programs are major avenues of recruitment for neighborhood kids and their parents. Faith also recently created a non-profit organization to focus on community development projects.

One of the biggest draws, however, is the music. Though the mix includes classical and contemporary, gospel is clearly the most crucial in attracting and retaining black families. The biggest problem facing an upcoming move to two services was scheduling so that the drummer could play at both.

Patty Prasada-Rao, a member of Faith since 1994, worries that the church is still not doing enough to locate itself as a community church: “It can be discouraging if … you see mostly white faces or Asian faces because it draws a lot of Hopkins students.” Because of these “outsiders,” she describes it as a regional church focused on community development rather than a community church.

A former Hopkins student herself, Prasada-Rao is now director of resource development at the Sandtown Habitat for Humanity, an organization struggling to define itself as community-based. The Habitat where she works was started by another multicultural church in Baltimore, a much smaller one called New Song.

Multicultural mural
A mural two blocks south of New Song suggests black/white partnerships within the community, July 2001.

Singing a New Song

Pastor Thurman Williams likes to joke about meeting people and explaining he’s from New Song, a church of about fifty members in West Baltimore. New Psalmist! they exclaim, and pile high praise on the gifted brother.

There are many reasons to mistake him for a preacher from one of the oldest and most prestigious black churches in the city. Though only in his early thirties, he has the charismatic presence of a seasoned minister. And though he grew up in middle-class, suburban D.C., he exchanges greetings easily as we walk the streets of Sandtown. He calls, “Hey ladies,” or “Hey bro’, how’re you?” as he passes people cooling off on their stoops.

He’s made this neighborhood—one of the poorest in the city—his home for almost two years. He lives in the row house where the church was founded in 1988. (New Song has since moved to a larger building three blocks away.) It’s there that I meet his wife Evie, toting infant son Joshua. Williams’s family itself is a multicultural church success story. He met Evie, a member of New Song, before becoming pastor there in 2000. Although she is white, her presence in the mostly black neighborhood is accepted, and Joshua is passed from lap to lap at church. In a neighborhood where Williams says most churches are “comprised of folks who drive in and drive back out—people that grew up here and left,” his commitment is a cornerstone of New Song’s plan. “We wanted to be a church for people right here,” he explains.

Across the street is the neighborhood pool, thronged with kids battling the summer heat. Pointing up the street, five houses down, Williams shows where, just yesterday, men shot at a church member’s home. The kids at the pool dove to the ground in fear. But the streets are busy again today, the pool is full. Business is as usual at the nearby Habitat office, Health Center, and Learning Center, all established by New Song with numerous grants.

These neighborhood resources are all part of New Song’s three R’s: Relocation, Reconciliation, Redistribution. The first principle can be especially challenging. When New Song’s white founders, Allan Tibbels, wife Susan, and friend Mark Gornik, moved to Sandtown fifteen years ago, people were not welcoming, believing them to be narcs, or maybe just crazy. Now, after earning the trust of the community and bringing millions of dollars in resources and services, their own kids have the neighborhood lingo down.

Sylvia Simmons is a black church member who moved her two daughters from East Baltimore to Sandtown; she became a Habitat homeowner there in 1992. Now in her mid-thirties, she’s seen a man shot and killed, escaped gunfire next to her house, and had a co-worker injured by crossfire while making a phone call—all since the move. Yet she remains committed to the neighborhood, arguing, “When will the rebuilding start, how can it start, if we all run away?”

Simmons’s loyalty stems from her close ties to New Song. Her current job as a medical assistant, as well as her home, were gleaned from close ties to the church. “I saw the good that was being done and I was a recipient of that,” she says. Yet when her small Pentecostal fellowship decided in 1992 to combine services with New Song, a Presbyterian Church of America, it was difficult at first. “We were used to the shouting and the jumping and being very active in the service and this was totally different, very reserved,” she says.

The process of both congregations adapting to each other was gradual and difficult. “I cried through it and I prayed about it and was puzzled about it and I looked at my pastor initially like, ‘Why did you do this? And why are we here?'” she says. One of Simmons’s greatest and most difficult realizations, she says, was that “God has other sheep.” Her denomination was not the only one that was Christian. She refers to Acts 2, describing the day of Pentecost, on which tongues of fire appeared and a crowd of men speaking different languages miraculously understood each other. This scene is the model of many churches attempting to claim a multicultural status, and is often cited as Biblical proof of God’s approval.

“The racial thing is what will continue to eat at you ’til you leave here, if you’re allowed to,” Simmons acknowledges. New Song’s leadership still struggles with mistrust. Placing more power in the hands of community members and addressing longstanding inequalities are constant issues. “We want to feel as blacks in this community that we have the freedom still to know what’s best for us and have that respected,” she explains.

At Habitat, Prasada-Rao sometimes groans under the burden of black/white misunderstanding. Indian American and dark-skinned, Prasada-Rao often finds herself in the position of mediator, a bridge between black and white in Baltimore.

There’s not a day that goes by at work that’s free from racial issues. Disagreements may not get trumpeted in church on Sundays. But during the week, at the various centers started by New Song, hurt feelings and resentment announce themselves. At times Patty wishes reconciliation didn’t take so long. “I wish I could say to the white folks I know, ‘Because you come from this perspective you have no idea what it’s like,'” she says. “I wish I could say to the black folks I know, ‘Not everyone has it out for you … not every comment that is made is a racial slur.'”

Getting beyond Color-Blindness

But patience is crucial in the multicultural church business. So is a large measure of forgiveness. Michael Coles has learned both lessons, the hard way.

Coles, in his late forties, is the first African American pastor at Seventh Baptist, a browning church on the corner of St. Paul and North Avenue. Seventh Baptist is not his first multicultural flock. After graduating from seminary, Coles and his best friend at the time, who is white, started a multicultural church in Columbia, Maryland. When his co-pastor was disqualified for misconduct, Coles found that some members of the congregation were not ready to accept him as the sole leader of the church. Though they were willing to hug him on Sundays, Coles says, “I had people come up to me and say, ‘I just can’t sit under a black preacher.'”

It took Coles time to get over his bitterness, especially toward white Christians. But since 1996, he has taken pride in leading Seventh Baptist, a church that didn’t allow black people to sit on its outside steps in the 1930s and 1940s. Warm and voluble, he offers an easygoing pat on the back and sometimes a grandfatherly “Be good” as he says goodbye to congregants. At the same time, he responds to questions with take-it-or-leave-it candor. Some white members of the congregation have found his coming unpalatable. He is not surprised.

Coles chuckles at the rhetorical questions put by those advocating color-blindness, mimicking their air of innocence with a smooth drawl: “Why can’t we all just get along together? Why can’t we just be Church?” He responds, “I believe one of the most racist statements that anyone can say is that God does not see color, because if God does not see color, then he made an awful mistake.” His laughter booms—”an awful mistake.” For Coles, seeing and acknowledging differences is a first step toward tolerance.

Coles’s anti-color-blind approach is to discuss divisive subjects in the open and to challenge perceptions. He replaced the old Sunday School curriculum with texts targeted at urban and African American congregations. He brought up the O.J. Simpson trial in a sermon, before an audience that is usually about 60 percent black and 40 percent white.

Betty Strand, seventy-nine, has been going to Seventh Baptist since 1940, when it was almost entirely white. Since then, whites have fled Baltimore, and the area around the church has grown darker. Strand, who is white, approved of hiring of a black pastor to attract more people from the surrounding neighborhood.

She knows some people who left because of Coles’s race and because of the church’s changing worship style, with its new emphasis on gospel. Of those who remain, she says, “We think an awful lot of Pastor Mike. He’s a down-to-earth Bible preaching minister, who doesn’t mince words.”

Coles will need all his evangelistic skills to face the challenges of staying multicultural on North Avenue, a street many associate with abandoned homes, drug deals, and even homicides. He will have to hold on to a nucleus of white families, even as he convinces neighbors that Seventh Baptist has divorced its racist past, and that the local rumor, “Mike is pastoring a white church,” is simply not true.

He accepts the challenge with a certain enjoyment, and sees his unique position as an advantage. When white folk, interested in helping, ask, “What can I do?” he sees other black pastors responding, “We don’t need you.” Coles is happy to end the impasse and accept resources from outside his church and city. In return, he offers suburban congregations the opportunity to overcome their negative perceptions. He describes a recent visit by a white Baptist congregation: “We had a group come up, their expectation was that someone was going to get hurt, someone was going to possibly die, their things were going to get stolen … at the end of the week, they were so blessed to realize there are good people here. They went back home with a 180-degree [different] idea of what the city was all about.”

In Baltimore, integrating the most segregated hour in America remains a sought-after dream. “It’s just not very clean or smooth, it’s very messy,” says New Song’s Thurman Williams. “There’s always something coming up that let’s you know there’s issues that haven’t been dealt with.” Patty Prasada-Rao agrees. “It’s hard, it feels impossible, but I believe that it’s important, it’s what God wants. If you can’t do it in the church, it’s going to be hopeless to do it anywhere else,” she says.

I visit New Song’s service on a hot July Sunday. Two blocks from a basketball court where men are warming up for a game, I find a small congregation of about thirty-five people. A third are white, a third are kids of both colors talking intently or teasing each other. A doctor from the Health Center, her daughter, and her husband are the lone Asian family. Sylvia Simmons has promised me an un-Presbyterian style of worship: “Lots of upbeat music, clapping and stomping.” The low hubbub quiets for a moment of silence. On the front wall, behind the electronic keyboard that serves as an organ, there is a sentence spelled out in puffy, sparkling letters: “Nothing is too hard for God.”